Unclaimed Profile

Constance Cook Waitman

INDEPENDENT FINANCIAL GROUP, LLC·SAN DIEGO, California

SIE, Series 7, Series 24, Series 27, Series 52TO, Series 53, Series 63, Series 66, Series 79TO, Series 99TOClean record22 years registeredINDEPENDENT FINANCIAL GROUP, LLC

12671 HIGH BLUFF DR, SAN DIEGO, CA 92130CRD# 1448191Firm CRD# 7717

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Constance Cook Waitman · SAN DIEGO, CA

Registration

CRD #1448191 · INDEPENDENT FINANCIAL GROUP, LLC · 22 years registered

Brand Profile

Not yet started

Career History

COMMONWEALTH FINANCIAL NETWORK

Oct 2023 – present

INDEPENDENT FINANCIAL GROUP, LLC

Jan 2013 – Oct 2023

PASO ROBLES, CA

GIRARD SECURITIES, INC.

Jun 2006 – Aug 2012

SAN DIEGO, CA

TD AMERITRADE, INC.

Jun 2004 – Jun 2006

SAN DIEGO, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 27

Series 52TO

Series 53

Series 63

Series 66

Series 79TO

Series 99TO

Registration record

First registered · June 10, 2004

Years registered · 22

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

INDEPENDENT FINANCIAL GROUP, LLC

CRD 7717 · SEC 801-62667

AUM

$6.8B

Regulatory assets under management

Employees

626

30,369 client accounts

Services offered by INDEPENDENT FINANCIAL GROUP, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at INDEPENDENT FINANCIAL GROUP, LLC →

Introduction

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Frequently Asked Questions

What services does Constance Cook Waitman offer?

Constance Cook Waitman specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in SAN DIEGO, California for a consultation.

What are Constance Cook Waitman's credentials?

Constance Cook Waitman is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Constance Cook Waitman located?

Constance Cook Waitman is based in SAN DIEGO, California, working with INDEPENDENT FINANCIAL GROUP, LLC. Their office serves clients in the SAN DIEGO metropolitan area and surrounding communities.

How does Constance Cook Waitman charge for services?

Constance Cook Waitman's firm is compensated through percentage of aum, hourly charges, subscription fees, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is INDEPENDENT FINANCIAL GROUP, LLC?

INDEPENDENT FINANCIAL GROUP, LLC has approximately 626 employees and manages $6.8B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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