Unclaimed Profile

Thomas W Mcdowell

RICE HALL JAMES & ASSOCIATES LLC·SAN DIEGO, California

Series 2, Series 63, Series 65Clean record29 years registeredRICE HALL JAMES & ASSOCIATES LLC

600 WEST BROADWAY SUITE 1000, SAN DIEGO, CA 92101CRD# 1918831Firm CRD# 125410

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Thomas W Mcdowell · SAN DIEGO, CA

Registration

CRD #1918831 · RICE HALL JAMES & ASSOCIATES LLC · 29 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: RICE HALL JAMES & ASSOCIATES LLC

RICE HALL JAMES & ASSOCIATES LLC

Mar 2003 – Oct 2025

SAN DIEGO, CA

RICE HALL JAMES & ASSOCIATES

Jul 1997 – Mar 2003

SAN DIEGO, CA

Registrations & Exams

FINRA examinations passed

Series 2

Series 63

Series 65

Registration record

First registered · July 8, 1997

Years registered · 29

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

RICE HALL JAMES & ASSOCIATES LLC

CRD 125410 · SEC 801-61905

AUM

$1.7B

Regulatory assets under management

Employees

286 client accounts

Services offered by RICE HALL JAMES & ASSOCIATES LLC

Per Form ADV

Portfolio management (individuals)

Portfolio management (pooled investments)

Pension consulting

Selection of other advisers

Other

Client types served by the firm

Per Form ADV

Individuals

Institutional Investors

Pension & Retirement Plans

View all advisors at RICE HALL JAMES & ASSOCIATES LLC →

Introduction

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Frequently Asked Questions

What services does Thomas W Mcdowell offer?

Thomas W Mcdowell specializes in Investment Management, Retirement Planning, Wealth Management.

What are Thomas W Mcdowell's credentials?

Thomas W Mcdowell is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Thomas W Mcdowell located?

Thomas W Mcdowell is based in SAN DIEGO, California, last registered with RICE HALL JAMES & ASSOCIATES LLC.

How does Thomas W Mcdowell charge for services?

Thomas W Mcdowell's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is RICE HALL JAMES & ASSOCIATES LLC?

RICE HALL JAMES & ASSOCIATES LLC has approximately 27 employees and manages $1.7B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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