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Janine Ann Marquez

RICE HALL JAMES & ASSOCIATES LLC·SAN DIEGO, California
SIE, Series 6, Series 26, Series 63Clean recordRICE HALL JAMES & ASSOCIATES LLC
600 WEST BROADWAY SUITE 1000, SAN DIEGO, CA 92101CRD# 5697362Firm CRD# 125410

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Janine Ann Marquez · SAN DIEGO, CA
Registration
CRD #5697362 · RICE HALL JAMES & ASSOCIATES LLC
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
SIE
Series 6
Series 26
Series 63
02

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

03

Firm Overview

Firm
RICE HALL JAMES & ASSOCIATES LLC
CRD 125410 · SEC 801-61905
AUM
$1.7B
Regulatory assets under management
Employees
27
286 client accounts
Services offered by RICE HALL JAMES & ASSOCIATES LLC
Per Form ADV
Portfolio management (individuals)
Portfolio management (pooled investments)
Pension consulting
Selection of other advisers
Other
Client types served by the firm
Per Form ADV
Individuals
Institutional Investors
Pension & Retirement Plans
View all advisors at RICE HALL JAMES & ASSOCIATES LLC →
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04

Frequently Asked Questions

What services does Janine Ann Marquez offer?
Janine Ann Marquez specializes in Investment Management, Retirement Planning, Wealth Management. Contact their office in SAN DIEGO, California for a consultation.
What are Janine Ann Marquez's credentials?
Janine Ann Marquez is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Janine Ann Marquez located?
Janine Ann Marquez is based in SAN DIEGO, California, working with RICE HALL JAMES & ASSOCIATES LLC. Their office serves clients in the SAN DIEGO metropolitan area and surrounding communities.
How does Janine Ann Marquez charge for services?
Janine Ann Marquez's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is RICE HALL JAMES & ASSOCIATES LLC?
RICE HALL JAMES & ASSOCIATES LLC has approximately 27 employees and manages $1.7B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at RICE HALL JAMES & ASSOCIATES LLC

Louis Millett Holtz
SAN DIEGO, CA
Thuong-Thao Nguyen Buu-Hoan
SAN DIEGO, CA
Gary Schuler Rice
SAN DIEGO, CA
Thomas W Mcdowell
SAN DIEGO, CA
Timothy Alan Todaro
SAN DIEGO, CA

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Research
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