Unclaimed Profile

Louis Millett Holtz

RICE HALL JAMES & ASSOCIATES LLC·SAN DIEGO, California

Clean record21 years registeredRICE HALL JAMES & ASSOCIATES LLC

600 WEST BROADWAY SUITE 1000, SAN DIEGO, CA 92101CRD# 4329938Firm CRD# 125410

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Louis Millett Holtz · SAN DIEGO, CA

Registration

CRD #4329938 · RICE HALL JAMES & ASSOCIATES LLC · 21 years registered

Brand Profile

Not yet started

Career History

RICE HALL JAMES & ASSOCIATES LLC

May 2011 – present

ENGEMANN ASSET MANAGEMENT

Mar 2005 – Oct 2008

PASADENA, CA

Registrations & Exams

Registration record

First registered · March 29, 2005

Years registered · 21

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

RICE HALL JAMES & ASSOCIATES LLC

CRD 125410 · SEC 801-61905

AUM

$1.7B

Regulatory assets under management

Employees

286 client accounts

Services offered by RICE HALL JAMES & ASSOCIATES LLC

Per Form ADV

Portfolio management (individuals)

Portfolio management (pooled investments)

Pension consulting

Selection of other advisers

Other

Client types served by the firm

Per Form ADV

Individuals

Institutional Investors

Pension & Retirement Plans

View all advisors at RICE HALL JAMES & ASSOCIATES LLC →

Introduction

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Frequently Asked Questions

What services does Louis Millett Holtz offer?

Louis Millett Holtz specializes in Investment Management, Retirement Planning, Wealth Management. Contact their office in SAN DIEGO, California for a consultation.

What are Louis Millett Holtz's credentials?

Louis Millett Holtz is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Louis Millett Holtz located?

Louis Millett Holtz is based in SAN DIEGO, California, working with RICE HALL JAMES & ASSOCIATES LLC. Their office serves clients in the SAN DIEGO metropolitan area and surrounding communities.

How does Louis Millett Holtz charge for services?

Louis Millett Holtz's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is RICE HALL JAMES & ASSOCIATES LLC?

RICE HALL JAMES & ASSOCIATES LLC has approximately 27 employees and manages $1.7B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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