Unclaimed Profile

Brian Stewart Johnson

DLK INVESTMENT MANAGEMENT, LLC·SAN DIEGO, California

Series 6, Series 26, Series 51, Series 63, Series 6523 years registeredDLK INVESTMENT MANAGEMENT, LLC

SUITE 220, SAN DIEGO, CA 92121CRD# 4510220Firm CRD# 149096

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Brian Stewart Johnson · SAN DIEGO, CA

Registration

CRD #4510220 · DLK INVESTMENT MANAGEMENT, LLC · 23 years registered

Brand Profile

Not yet started

Career History

DLK INVESTMENT MANAGEMENT

Apr 2012 – present

ANCHOR BAY CAPITAL, INC.

Mar 2011 – Apr 2012

CARLSBAD, CA

ANCHOR BAY CAPITAL MANAGEMENT, LLC

Dec 2002 – Feb 2003

CARLSBAD, CA

Registrations & Exams

FINRA examinations passed

Series 6

Series 26

Series 51

Series 63

Series 65

Registration record

First registered · December 20, 2002

Years registered · 23

Disclosure History

2013Regulatory·Final

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD. Resolutions may have changed since.

Firm Overview

Firm

DLK INVESTMENT MANAGEMENT, LLC

CRD 149096 · SEC 801-69825

AUM

$348M

Regulatory assets under management

Employees

1,057 client accounts

Services offered by DLK INVESTMENT MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at DLK INVESTMENT MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Brian Stewart Johnson offer?

Brian Stewart Johnson specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in SAN DIEGO, California for a consultation.

What are Brian Stewart Johnson's credentials?

Brian Stewart Johnson is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Brian Stewart Johnson located?

Brian Stewart Johnson is based in SAN DIEGO, California, working with DLK INVESTMENT MANAGEMENT, LLC. Their office serves clients in the SAN DIEGO metropolitan area and surrounding communities.

How does Brian Stewart Johnson charge for services?

Brian Stewart Johnson's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is DLK INVESTMENT MANAGEMENT, LLC?

DLK INVESTMENT MANAGEMENT, LLC has approximately 6 employees and manages $348M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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