Unclaimed Profile

Charles George King

DLK INVESTMENT MANAGEMENT, LLC·SOLANA BEACH, California

Series 2, Series 65Clean record29 years registeredDLK INVESTMENT MANAGEMENT, LLC

SUITE 200, SOLANA BEACH, CA 92075CRD# 2345920Firm CRD# 149096

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Charles George King · SOLANA BEACH, CA

Registration

CRD #2345920 · DLK INVESTMENT MANAGEMENT, LLC · 29 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: DLK INVESTMENT MANAGEMENT, LLC

DLK INVESTMENT MANAGEMENT

May 2009 – Dec 2019

SOLANA BEACH, CA

RICE HALL JAMES & ASSOCIATES LLC

Mar 2003 – Jun 2009

SAN DIEGO, CA

RICE HALL JAMES & ASSOCIATES

Jul 1997 – Mar 2003

SAN DIEGO, CA

Registrations & Exams

FINRA examinations passed

Series 2

Series 65

Registration record

First registered · July 8, 1997

Years registered · 29

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

DLK INVESTMENT MANAGEMENT, LLC

CRD 149096 · SEC 801-69825

AUM

$348M

Regulatory assets under management

Employees

1,057 client accounts

Services offered by DLK INVESTMENT MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at DLK INVESTMENT MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Charles George King offer?

Charles George King specializes in Financial Planning, Investment Management, Wealth Management.

What are Charles George King's credentials?

Charles George King is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Charles George King located?

Charles George King is based in SOLANA BEACH, California, last registered with DLK INVESTMENT MANAGEMENT, LLC.

How does Charles George King charge for services?

Charles George King's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is DLK INVESTMENT MANAGEMENT, LLC?

DLK INVESTMENT MANAGEMENT, LLC has approximately 6 employees and manages $348M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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