Unclaimed Profile

Theodore Jonah Kay

DLK INVESTMENT ADVISORS, LLC·SOLANA BEACH, California

Series 65Clean record13 years registeredDLK INVESTMENT ADVISORS, LLC

SUITE 200, SOLANA BEACH, CA 92075CRD# 5643664Firm CRD# 149096

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Theodore Jonah Kay · SOLANA BEACH, CA

Registration

CRD #5643664 · DLK INVESTMENT ADVISORS, LLC · 13 years registered

Brand Profile

Not yet started

Career History

DLK INVESTMENT MANAGEMENT

Jul 2013 – present

ALPHA CUBED INVESTMENTS, LLC

Oct 2014 – Dec 2017

IRVINE, CA

Registrations & Exams

FINRA examinations passed

Series 65

Registration record

First registered · July 26, 2013

Years registered · 13

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

DLK INVESTMENT MANAGEMENT, LLC

CRD 149096 · SEC 801-69825

AUM

$348M

Regulatory assets under management

Employees

1,057 client accounts

Services offered by DLK INVESTMENT MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at DLK INVESTMENT MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Theodore Jonah Kay offer?

Theodore Jonah Kay specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in SOLANA BEACH, California for a consultation.

What are Theodore Jonah Kay's credentials?

Theodore Jonah Kay is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Theodore Jonah Kay located?

Theodore Jonah Kay is based in SOLANA BEACH, California, working with DLK INVESTMENT ADVISORS, LLC. Their office serves clients in the SOLANA BEACH metropolitan area and surrounding communities.

How does Theodore Jonah Kay charge for services?

Theodore Jonah Kay's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is DLK INVESTMENT ADVISORS, LLC?

DLK INVESTMENT ADVISORS, LLC has approximately 6 employees and manages $348M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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