Unclaimed Profile

Randy King Barkley

TRICORD ADVISORS, INC.·RIVERSIDE, California

Series 7, Series 24, Series 63, Series 6625 years registeredTRICORD ADVISORS, INC.

6772 MAGNOLIA AVENUE, RIVERSIDE, CA 92506CRD# 1178154Firm CRD# 155749

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Randy King Barkley · RIVERSIDE, CA

Registration

CRD #1178154 · TRICORD ADVISORS, INC. · 25 years registered

Brand Profile

Not yet started

Career History

TRICORD ADVISORS, INC.

Mar 2011 – present

LIBERTY GROUP, LLC

Jul 2008 – Apr 2011

RIVERSIDE, CA

LIBERTY GROUP, LLC

Mar 2005 – May 2008

RIVERSIDE, CA

PRIMEVEST FINANCIAL SERVICES, INC.

Nov 2000 – Apr 2005

RIVERSIDE, CA

Registrations & Exams

FINRA examinations passed

Series 7

Series 24

Series 63

Series 66

Registration record

First registered · November 30, 2000

Years registered · 25

Disclosure History

2000Employment Separation After Allegations

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

TRICORD ADVISORS, INC.

CRD 155749 · SEC 801-113764

AUM

$201M

Regulatory assets under management

Employees

910 client accounts

Services offered by TRICORD ADVISORS, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at TRICORD ADVISORS, INC. →

Introduction

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Frequently Asked Questions

What services does Randy King Barkley offer?

Randy King Barkley specializes in Financial Planning, Investment Management. Contact their office in RIVERSIDE, California for a consultation.

What are Randy King Barkley's credentials?

Randy King Barkley is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Randy King Barkley located?

Randy King Barkley is based in RIVERSIDE, California, working with TRICORD ADVISORS, INC.. Their office serves clients in the RIVERSIDE metropolitan area and surrounding communities.

How does Randy King Barkley charge for services?

Randy King Barkley's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is TRICORD ADVISORS, INC.?

TRICORD ADVISORS, INC. has approximately 5 employees and manages $201M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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