Unclaimed Profile

James Raymond Valmonte

INDEPENDENT FINANCIAL ADVISORS LLC·RIVERSIDE, California

Series 7, Series 31, Series 63, Series 65Clean record19 years registeredINDEPENDENT FINANCIAL ADVISORS LLC

5995 BROCKTON AVENUE, SUITE B, RIVERSIDE, CA 92506-1867CRD# 4026623Firm CRD# 109404

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

James Raymond Valmonte · RIVERSIDE, CA

Registration

CRD #4026623 · INDEPENDENT FINANCIAL ADVISORS LLC · 19 years registered

Brand Profile

Not yet started

Career History

CAPTRUST

Apr 2015 – present

CAPTRUST FINANCIAL ADVISORS OR "CAPTRUST"

Jul 2014 – Apr 2015

RIVERSIDE, CA

BEACON POINTE WEALTH ADVISORS, LLC

May 2013 – Jun 2014

RIVERSIDE, CA

INDEPENDENT FINANCIAL ADVISORS LLC

Oct 2006 – Apr 2013

RIVERSIDE, CA

Registrations & Exams

FINRA examinations passed

Series 7

Series 31

Series 63

Series 65

Registration record

First registered · October 2, 2006

Years registered · 19

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

INDEPENDENT FINANCIAL ADVISORS LLC

CRD 109404 · SEC 801-57326

AUM

$78M

Regulatory assets under management

Employees

266 client accounts

Services offered by INDEPENDENT FINANCIAL ADVISORS LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at INDEPENDENT FINANCIAL ADVISORS LLC →

Introduction

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Frequently Asked Questions

What services does James Raymond Valmonte offer?

James Raymond Valmonte specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in RIVERSIDE, California for a consultation.

What are James Raymond Valmonte's credentials?

James Raymond Valmonte is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is James Raymond Valmonte located?

James Raymond Valmonte is based in RIVERSIDE, California, working with INDEPENDENT FINANCIAL ADVISORS LLC. Their office serves clients in the RIVERSIDE metropolitan area and surrounding communities.

How does James Raymond Valmonte charge for services?

James Raymond Valmonte's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is INDEPENDENT FINANCIAL ADVISORS LLC?

INDEPENDENT FINANCIAL ADVISORS LLC has approximately 1 employees and manages $78M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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