Unclaimed Profile

Jeremiah J Lee

TRICORD ADVISORS, INC.·RIVERSIDE, California

Series 65Clean record6 years registeredTRICORD ADVISORS, INC.

6772 MAGNOLIA AVENUE, RIVERSIDE, CA 92506CRD# 7271911Firm CRD# 155749

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Jeremiah J Lee · RIVERSIDE, CA

Registration

CRD #7271911 · TRICORD ADVISORS, INC. · 6 years registered

Brand Profile

Not yet started

Career History

TRICORD ADVISORS, INC.

Jul 2020 – present

Registrations & Exams

FINRA examinations passed

Series 65

Registration record

First registered · July 8, 2020

Years registered · 6

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

TRICORD ADVISORS, INC.

CRD 155749 · SEC 801-113764

AUM

$201M

Regulatory assets under management

Employees

910 client accounts

Services offered by TRICORD ADVISORS, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at TRICORD ADVISORS, INC. →

Introduction

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Frequently Asked Questions

What services does Jeremiah J Lee offer?

Jeremiah J Lee specializes in Financial Planning, Investment Management. Contact their office in RIVERSIDE, California for a consultation.

What are Jeremiah J Lee's credentials?

Jeremiah J Lee is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Jeremiah J Lee located?

Jeremiah J Lee is based in RIVERSIDE, California, working with TRICORD ADVISORS, INC.. Their office serves clients in the RIVERSIDE metropolitan area and surrounding communities.

How does Jeremiah J Lee charge for services?

Jeremiah J Lee's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is TRICORD ADVISORS, INC.?

TRICORD ADVISORS, INC. has approximately 5 employees and manages $201M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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