Unclaimed Profile

Karl L. Hicks

THE LEONARD FINANCIAL GROUP, LLC·RIVERSIDE, California

Series 65Clean record23 years registeredTHE LEONARD FINANCIAL GROUP, LLC

6820 INDIANA AVENUE, RIVERSIDE, CA 92506CRD# 4537240Firm CRD# 123651

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Karl L. Hicks · RIVERSIDE, CA

Registration

CRD #4537240 · THE LEONARD FINANCIAL GROUP, LLC · 23 years registered

Brand Profile

Not yet started

Career History

THE LEONARD FINANCIAL GROUP, LLC

Mar 2012 – present

THE LEONARD FINANCIAL GROUP, LLC

Jan 2003 – Dec 2009

RIVERSIDE, CA

IMS CPAS & ASSOCIATES

Jan 2003 – Jul 2004

RIVERSIDE, CA

Registrations & Exams

FINRA examinations passed

Series 65

Registration record

First registered · January 7, 2003

Years registered · 23

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

THE LEONARD FINANCIAL GROUP, LLC

CRD 123651 · SEC 801-66650

AUM

$31M

Regulatory assets under management

Employees

146 client accounts

Services offered by THE LEONARD FINANCIAL GROUP, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at THE LEONARD FINANCIAL GROUP, LLC →

Introduction

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Frequently Asked Questions

What services does Karl L. Hicks offer?

Karl L. Hicks specializes in Financial Planning, Investment Management. Contact their office in RIVERSIDE, California for a consultation.

What are Karl L. Hicks's credentials?

Karl L. Hicks is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Karl L. Hicks located?

Karl L. Hicks is based in RIVERSIDE, California, working with THE LEONARD FINANCIAL GROUP, LLC. Their office serves clients in the RIVERSIDE metropolitan area and surrounding communities.

How does Karl L. Hicks charge for services?

Karl L. Hicks's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is THE LEONARD FINANCIAL GROUP, LLC?

THE LEONARD FINANCIAL GROUP, LLC has approximately 1 employees and manages $31M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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