Unclaimed Profile

Joseph Francis Lyons

TRICORD ADVISORS, INC.·RIVERSIDE, California

Series 65Clean record19 years registeredTRICORD ADVISORS, INC.

6772 MAGNOLIA AVENUE, RIVERSIDE, CA 92506CRD# 5256117Firm CRD# 155749

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Joseph Francis Lyons · RIVERSIDE, CA

Registration

CRD #5256117 · TRICORD ADVISORS, INC. · 19 years registered

Brand Profile

Not yet started

Career History

TRICORD ADVISORS, INC.

Mar 2011 – present

HARGRAVE & ASSOCIATES, LLC

Nov 2006 – Aug 2011

RIVERSIDE, CA

Registrations & Exams

FINRA examinations passed

Series 65

Registration record

First registered · November 27, 2006

Years registered · 19

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

TRICORD ADVISORS, INC.

CRD 155749 · SEC 801-113764

AUM

$201M

Regulatory assets under management

Employees

910 client accounts

Services offered by TRICORD ADVISORS, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at TRICORD ADVISORS, INC. →

Introduction

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Frequently Asked Questions

What services does Joseph Francis Lyons offer?

Joseph Francis Lyons specializes in Financial Planning, Investment Management. Contact their office in RIVERSIDE, California for a consultation.

What are Joseph Francis Lyons's credentials?

Joseph Francis Lyons is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Joseph Francis Lyons located?

Joseph Francis Lyons is based in RIVERSIDE, California, working with TRICORD ADVISORS, INC.. Their office serves clients in the RIVERSIDE metropolitan area and surrounding communities.

How does Joseph Francis Lyons charge for services?

Joseph Francis Lyons's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is TRICORD ADVISORS, INC.?

TRICORD ADVISORS, INC. has approximately 5 employees and manages $201M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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