Unclaimed Profile

Henk Juergen Fischer

DILIGENT INVESTORS, LLC·REDLANDS, California

SIE, Series 7, Series 9, Series 10, Series 31, Series 6624 years registeredDILIGENT INVESTORS, LLC

1447 FORD STREET, REDLANDS, CA 92374CRD# 4032809Firm CRD# 158708

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Henk Juergen Fischer · REDLANDS, CA

Registration

CRD #4032809 · DILIGENT INVESTORS, LLC · 24 years registered

Brand Profile

Not yet started

Career History

DILIGENT INVESTORS, LLC

Mar 2016 – present

MORGAN STANLEY

May 2011 – Apr 2016

RIVERSIDE, CA

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Aug 2001 – May 2011

ONTARIO, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 9

Series 10

Series 31

Series 66

Registration record

First registered · August 22, 2001

Years registered · 24

Disclosure History

2008Customer Dispute·Denied

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

DILIGENT INVESTORS, LLC

CRD 158708 · SEC 801-72643

AUM

$617M

Regulatory assets under management

Employees

1,853 client accounts

Services offered by DILIGENT INVESTORS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at DILIGENT INVESTORS, LLC →

Introduction

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Frequently Asked Questions

What services does Henk Juergen Fischer offer?

Henk Juergen Fischer specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in REDLANDS, California for a consultation.

What are Henk Juergen Fischer's credentials?

Henk Juergen Fischer is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Henk Juergen Fischer located?

Henk Juergen Fischer is based in REDLANDS, California, working with DILIGENT INVESTORS, LLC. Their office serves clients in the REDLANDS metropolitan area and surrounding communities.

How does Henk Juergen Fischer charge for services?

Henk Juergen Fischer's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is DILIGENT INVESTORS, LLC?

DILIGENT INVESTORS, LLC has approximately 4 employees and manages $617M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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