Unclaimed Profile

David Eugene Smith

PAINTER, SMITH AND AMBERG INC.·REDLANDS, California

SIE, Series 4, Series 7, Series 14, Series 24, Series 27, Series 52TO, Series 53, Series 55, Series 57TO, Series 63, Series 65, Series 99TOClean record29 years registeredPAINTER, SMITH AND AMBERG INC.

1200 CALIFORNIA STREET, REDLANDS, CA 92374-2948CRD# 2609976Firm CRD# 10865

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

David Eugene Smith · REDLANDS, CA

Registration

CRD #2609976 · PAINTER, SMITH AND AMBERG INC. · 29 years registered

Brand Profile

Not yet started

Career History

PROSPERA FINANCIAL SERVICES, INC.

Jan 2024 – present

PAINTER, SMITH AND AMBERG INC.

Feb 2024 – Jun 2024

REDLANDS, CA

PAINTER, SMITH AND AMBERG INC.

Jul 1997 – Jan 2024

REDLANDS, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 4

Series 7

Series 14

Series 24

Series 27

Series 52TO

Series 53

Series 55

Series 57TO

Series 63

Series 65

Series 99TO

Registration record

First registered · July 31, 1997

Years registered · 29

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

PAINTER, SMITH AND AMBERG INC.

CRD 10865 · SEC 801-112748

AUM

$116M

Regulatory assets under management

Employees

437 client accounts

Services offered by PAINTER, SMITH AND AMBERG INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at PAINTER, SMITH AND AMBERG INC. →

Introduction

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Frequently Asked Questions

What services does David Eugene Smith offer?

David Eugene Smith specializes in Financial Planning, Investment Management, Fee-Only Advisory. Contact their office in REDLANDS, California for a consultation.

What are David Eugene Smith's credentials?

David Eugene Smith is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is David Eugene Smith located?

David Eugene Smith is based in REDLANDS, California, working with PAINTER, SMITH AND AMBERG INC.. Their office serves clients in the REDLANDS metropolitan area and surrounding communities.

How does David Eugene Smith charge for services?

David Eugene Smith's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is PAINTER, SMITH AND AMBERG INC.?

PAINTER, SMITH AND AMBERG INC. has approximately 4 employees and manages $116M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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