Unclaimed Profile

Doyal Nichols Brown

DILIGENT INVESTORS, LLC·REDLANDS, California

Series 1, Series 24, Series 63, Series 66Clean record26 years registeredDILIGENT INVESTORS, LLC

1447 FORD STREET, REDLANDS, CA 92374CRD# 32193Firm CRD# 158708

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Doyal Nichols Brown · REDLANDS, CA

Registration

CRD #32193 · DILIGENT INVESTORS, LLC · 26 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: DILIGENT INVESTORS, LLC

DILIGENT INVESTORS, LLC

Aug 2011 – Feb 2024

REDLANDS, CA

FIRST ALLIED SECURITIES, INC.

Jun 2005 – Aug 2011

REDLANDS, CA

ROUND HILL SECURITIES, INC.

Jun 2004 – Jun 2005

REDLANDS, CA

FIRST ALLIED SECURITIES, INC.

May 2000 – Jun 2004

REDLANDS, CA

Registrations & Exams

FINRA examinations passed

Series 1

Series 24

Series 63

Series 66

Registration record

First registered · May 16, 2000

Years registered · 26

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

DILIGENT INVESTORS, LLC

CRD 158708 · SEC 801-72643

AUM

$617M

Regulatory assets under management

Employees

1,853 client accounts

Services offered by DILIGENT INVESTORS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at DILIGENT INVESTORS, LLC →

Introduction

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Frequently Asked Questions

What services does Doyal Nichols Brown offer?

Doyal Nichols Brown specializes in Financial Planning, Investment Management, Wealth Management.

What are Doyal Nichols Brown's credentials?

Doyal Nichols Brown is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Doyal Nichols Brown located?

Doyal Nichols Brown is based in REDLANDS, California, last registered with DILIGENT INVESTORS, LLC.

How does Doyal Nichols Brown charge for services?

Doyal Nichols Brown's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is DILIGENT INVESTORS, LLC?

DILIGENT INVESTORS, LLC has approximately 4 employees and manages $617M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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