Unclaimed Profile

Nicholas Henry Stonnington

STONNINGTON GROUP, LLC·PASADENA, California

SIE, Series 4, Series 5, Series 7, Series 24, Series 27, Series 31, Series 53, Series 55, Series 63, Series 65Clean record36 years registeredSTONNINGTON GROUP, LLC

600 S. LAKE AVE, PASADENA, CA 91106CRD# 1090046Firm CRD# 131221

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Nicholas Henry Stonnington · PASADENA, CA

Registration

CRD #1090046 · STONNINGTON GROUP, LLC · 36 years registered

Brand Profile

Not yet started

Career History

PRIME CAPITAL FINANCIAL

Jan 2023 – present

STONNINGTON GROUP, LLC

Feb 2004 – Jun 2023

PASADENA, CA

LEXINGTON FINANCIAL ADVISORS, INC.

Jan 2004 – Mar 2004

LOS ANGELES, CA

LEXINGTON ASSET MANAGEMENT

Jan 2004 – Mar 2004

LOS ANGELES, CA

MERRILL LYNCH PIERCE FENNER & SMITH INC.

Jun 1990 – Nov 2003

LOS ANGELES, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 4

Series 5

Series 7

Series 24

Series 27

Series 31

Series 53

Series 55

Series 63

Series 65

Registration record

First registered · June 15, 1990

Years registered · 36

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

STONNINGTON GROUP, LLC

CRD 131221 · SEC 801-63081

AUM

$553M

Regulatory assets under management

Employees

576 client accounts

Services offered by STONNINGTON GROUP, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at STONNINGTON GROUP, LLC →

Introduction

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Frequently Asked Questions

What services does Nicholas Henry Stonnington offer?

Nicholas Henry Stonnington specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in PASADENA, California for a consultation.

What are Nicholas Henry Stonnington's credentials?

Nicholas Henry Stonnington is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Nicholas Henry Stonnington located?

Nicholas Henry Stonnington is based in PASADENA, California, working with STONNINGTON GROUP, LLC. Their office serves clients in the PASADENA metropolitan area and surrounding communities.

How does Nicholas Henry Stonnington charge for services?

Nicholas Henry Stonnington's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is STONNINGTON GROUP, LLC?

STONNINGTON GROUP, LLC has approximately 2 employees and manages $553M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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