Unclaimed Profile

Nicholas Henry Stonnington

STONNINGTON GROUP, LLC·PASADENA, California

SIE, Series 7, Series 66CFPClean record8 years registeredSTONNINGTON GROUP, LLC

600 S. LAKE AVE, PASADENA, CA 91106CRD# 6673588Firm CRD# 131221

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Nicholas Henry Stonnington · PASADENA, CA

Registration

CRD #6673588 · STONNINGTON GROUP, LLC · 8 years registered

Brand Profile

Not yet started

Career History

PRIME CAPITAL FINANCIAL

Jan 2023 – present

STONNINGTON GROUP, LLC

Oct 2020 – Jun 2023

PASADENA, CA

STONNINGTON GROUP, LLC

May 2018 – Oct 2020

PASADENA, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 66

Registration record

First registered · May 15, 2018

Years registered · 8

Professional designation · CFP

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

STONNINGTON GROUP, LLC

CRD 131221 · SEC 801-63081

AUM

$553M

Regulatory assets under management

Employees

576 client accounts

Services offered by STONNINGTON GROUP, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at STONNINGTON GROUP, LLC →

Introduction

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Frequently Asked Questions

What services does Nicholas Henry Stonnington offer?

Nicholas Henry Stonnington specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in PASADENA, California for a consultation.

What are Nicholas Henry Stonnington's credentials?

Nicholas Henry Stonnington holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Nicholas Henry Stonnington located?

Nicholas Henry Stonnington is based in PASADENA, California, working with STONNINGTON GROUP, LLC. Their office serves clients in the PASADENA metropolitan area and surrounding communities.

How does Nicholas Henry Stonnington charge for services?

Nicholas Henry Stonnington's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is STONNINGTON GROUP, LLC?

STONNINGTON GROUP, LLC has approximately 2 employees and manages $553M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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