Unclaimed Profile

Ramona Arvind Shenoy

ASCEND CAPITAL LLC·ORINDA, California

Clean recordASCEND CAPITAL LLC

4 ORINDA WAY, ORINDA, CA 94563CRD# 4780021Firm CRD# 118397

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Ramona Arvind Shenoy · ORINDA, CA

Registration

CRD #4780021 · ASCEND CAPITAL LLC

Brand Profile

Not yet started

Disclosure history

Clean record · no disclosure events on file

About

Ramona Arvind Shenoy is a registered financial advisor based in ORINDA, California, affiliated with ASCEND CAPITAL LLC. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Investment Management

Retirement Planning

Wealth Management

Client Types

Institutional Investors

Pension & Retirement Plans

Introduction

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Firm Overview

Firm

ASCEND CAPITAL LLC

AUM

$1.5B

Regulatory assets under management

Employees

Total firm employees

View all advisors at ASCEND CAPITAL LLC →

Services

Portfolio management (pooled investments)

Pension consulting

Selection of other advisers

Background

Compensation

Percentage of AUM

Performance-based fees

Regulatory

SEC/IARD CRD# 4780021

Firm CRD# 118397

View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Ramona Arvind Shenoy offer?

Ramona Arvind Shenoy specializes in Investment Management, Retirement Planning, Wealth Management. Contact their office in ORINDA, California for a consultation.

What are Ramona Arvind Shenoy's credentials?

Ramona Arvind Shenoy is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Ramona Arvind Shenoy located?

Ramona Arvind Shenoy is based in ORINDA, California, working with ASCEND CAPITAL LLC. Their office serves clients in the ORINDA metropolitan area and surrounding communities.

How does Ramona Arvind Shenoy charge for services?

Ramona Arvind Shenoy's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is ASCEND CAPITAL LLC?

ASCEND CAPITAL LLC has approximately 35 employees and manages $1.5B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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