Claim Profile
Unclaimed Profile
BS

Benjamin David Slavet

ASCEND CAPITAL LLC·ORINDA, California
Clean recordASCEND CAPITAL LLC
4 ORINDA WAY, ORINDA, CA 94563CRD# 4272038Firm CRD# 118397

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Benjamin David Slavet · ORINDA, CA
Registration
CRD #4272038 · ASCEND CAPITAL LLC
Brand Profile
Not yet started
Disclosure history
Clean record · no disclosure events on file
01

About

Benjamin David Slavet is a registered financial advisor based in ORINDA, California, affiliated with ASCEND CAPITAL LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Investment Management
Retirement Planning
Wealth Management
Client Types
Institutional Investors
Pension & Retirement Plans
Introduction

Speak with Benjamin

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Benjamin is the right fit? Take our 2-minute quiz →

03

Firm Overview

Firm
ASCEND CAPITAL LLC
ASCEND CAPITAL LLC
AUM
$1.5B
Regulatory assets under management
Employees
35
Total firm employees
Services
Portfolio management (pooled investments)
Pension consulting
Selection of other advisers
04

Background

Compensation
Percentage of AUM
Performance-based fees
Regulatory
SEC/IARD CRD# 4272038
Firm CRD# 118397
View on FINRA BrokerCheck →

Looking for a financial advisor in ORINDA?

Browse all registered financial advisors in ORINDA, California or claim this profile if it's yours.

05

Frequently Asked Questions

What services does Benjamin David Slavet offer?
Benjamin David Slavet specializes in Investment Management, Retirement Planning, Wealth Management. Contact their office in ORINDA, California for a consultation.
What are Benjamin David Slavet's credentials?
Benjamin David Slavet is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Benjamin David Slavet located?
Benjamin David Slavet is based in ORINDA, California, working with ASCEND CAPITAL LLC. Their office serves clients in the ORINDA metropolitan area and surrounding communities.
How does Benjamin David Slavet charge for services?
Benjamin David Slavet's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is ASCEND CAPITAL LLC?
ASCEND CAPITAL LLC has approximately 35 employees and manages $1.5B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
Not sure what to look for in an advisor?
Try our free Advisor Match Quiz →