Unclaimed Profile

Benjamin David Slavet

ASCEND CAPITAL LLC·ORINDA, California

Series 27Clean record23 years registeredASCEND CAPITAL LLC

4 ORINDA WAY, ORINDA, CA 94563CRD# 4272038Firm CRD# 118397

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Benjamin David Slavet · ORINDA, CA

Registration

CRD #4272038 · ASCEND CAPITAL LLC · 23 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: ASCEND CAPITAL LLC

ASCEND CAPITAL LLC

Jan 2003 – Dec 2018

SAN FRANCISCO, CA

Registrations & Exams

FINRA examinations passed

Series 27

Registration record

First registered · January 10, 2003

Years registered · 23

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

ASCEND CAPITAL LLC

CRD 118397 · SEC 801-65340

AUM

$1.5B

Regulatory assets under management

Employees

5 client accounts

Services offered by ASCEND CAPITAL LLC

Per Form ADV

Portfolio management (pooled investments)

Pension consulting

Selection of other advisers

Client types served by the firm

Per Form ADV

Institutional Investors

Pension & Retirement Plans

View all advisors at ASCEND CAPITAL LLC →

Introduction

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Frequently Asked Questions

What services does Benjamin David Slavet offer?

Benjamin David Slavet specializes in Investment Management, Retirement Planning, Wealth Management.

What are Benjamin David Slavet's credentials?

Benjamin David Slavet is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Benjamin David Slavet located?

Benjamin David Slavet is based in ORINDA, California, last registered with ASCEND CAPITAL LLC.

How does Benjamin David Slavet charge for services?

Benjamin David Slavet's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is ASCEND CAPITAL LLC?

ASCEND CAPITAL LLC has approximately 35 employees and manages $1.5B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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