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ASCEND CAPITAL LLC
ASCEND CAPITAL LLC
ORINDA, California
·
2 registered advisors
·
CRD# 118397
SEC# 801-65340
1
(415) 217-8300
01
Firm Overview
AUM
$1.5B
Regulatory assets under management
Employees
35
Total firm employees
Advisors
2
Registered representatives
02
Services & Fees
Advisory Services
Portfolio management (pooled investments)
Pension consulting
Selection of other advisers
Compensation
Percentage of AUM
Performance-based fees
03
Specialties
Investment Management
Retirement Planning
Wealth Management
04
Advisors at ASCEND CAPITAL LLC
2 registered advisors
Benjamin David Slavet
ORINDA, California
CRD# 4272038
Malcolm Paul Fairbairn
ORINDA, California
CRD# 2544141
05
Office Locations
ORINDA, California
2 advisors
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Data sourced from SEC Form ADV filings. ASCEND CAPITAL LLC (CRD# 118397) is registered with the SEC as an investment adviser. View the firm's full regulatory filing at
adviserinfo.sec.gov
.