Home
›
Firms
›
ASCEND CAPITAL LLC
ASCEND CAPITAL LLC
ORINDA, California
·
8 registered advisors
·
CRD# 118397
SEC# 801-65340
1
(415) 217-8300
01
Firm Overview
AUM
$1.5B
Regulatory assets under management
Employees
35
Total firm employees
Advisors
8
Registered representatives
02
Services & Fees
Advisory Services
Portfolio management (pooled investments)
Pension consulting
Selection of other advisers
Compensation
Percentage of AUM
Performance-based fees
03
Specialties
Investment Management
Retirement Planning
Wealth Management
04
Advisors at ASCEND CAPITAL LLC
8 registered advisors
Benjamin David Slavet
ORINDA, California
CRD# 4272038
Beth Rachel Goldberg
ORINDA, California
CRD# 6456197
Carlo Casulo
ORINDA, California
CRD# 5224516
Jeremy David Cogan
ORINDA, California
CRD# 2755464
Joshua Edward Wyss
ORINDA, California
CRD# 2929039
Malcolm Paul Fairbairn
ORINDA, California
CRD# 2544141
Michael Bannon Stokes
ORINDA, California
CRD# 6178230
Ramona Arvind Shenoy
ORINDA, California
CRD# 4780021
05
Office Locations
ORINDA, California
8 advisors
Research financial advisors
Browse all registered financial advisors or search by location and specialty.
Browse All Advisors
Data sourced from SEC Form ADV filings. ASCEND CAPITAL LLC (CRD# 118397) is registered with the SEC as an investment adviser. View the firm's full regulatory filing at
adviserinfo.sec.gov
.