Unclaimed Profile

Malcolm Paul Fairbairn

ASCEND CAPITAL LLC·ORINDA, California

26 years registeredASCEND CAPITAL LLC

4 ORINDA WAY, ORINDA, CA 94563CRD# 2544141Firm CRD# 118397

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Malcolm Paul Fairbairn · ORINDA, CA

Registration

CRD #2544141 · ASCEND CAPITAL LLC · 26 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: ASCEND CAPITAL LLC

ASCEND CAPITAL LLC

Jan 2000 – Dec 2018

SAN FRANCISCO, CA

Registrations & Exams

Registration record

First registered · January 1, 2000

Years registered · 26

Disclosure History

2003Regulatory·Final

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

ASCEND CAPITAL LLC

CRD 118397 · SEC 801-65340

AUM

$1.5B

Regulatory assets under management

Employees

5 client accounts

Services offered by ASCEND CAPITAL LLC

Per Form ADV

Portfolio management (pooled investments)

Pension consulting

Selection of other advisers

Client types served by the firm

Per Form ADV

Institutional Investors

Pension & Retirement Plans

View all advisors at ASCEND CAPITAL LLC →

Introduction

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Frequently Asked Questions

What services does Malcolm Paul Fairbairn offer?

Malcolm Paul Fairbairn specializes in Investment Management, Retirement Planning, Wealth Management.

What are Malcolm Paul Fairbairn's credentials?

Malcolm Paul Fairbairn is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Malcolm Paul Fairbairn located?

Malcolm Paul Fairbairn is based in ORINDA, California, last registered with ASCEND CAPITAL LLC.

How does Malcolm Paul Fairbairn charge for services?

Malcolm Paul Fairbairn's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is ASCEND CAPITAL LLC?

ASCEND CAPITAL LLC has approximately 35 employees and manages $1.5B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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