Unclaimed Profile

Thomas Joseph Barrett

LIBERTY WEALTH MANAGEMENT, LLC·OAKLAND, California

SIE, Series 7, Series 27, Series 28, Series 66, Series 79, Series 99TOCFP CFAClean record19 years registeredLIBERTY WEALTH MANAGEMENT, LLC

411 30TH ST, OAKLAND, CA 94609CRD# 2821759Firm CRD# 106036

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Thomas Joseph Barrett · OAKLAND, CA

Registration

CRD #2821759 · LIBERTY WEALTH MANAGEMENT, LLC · 19 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: LIBERTY WEALTH MANAGEMENT, LLC

M HOLDINGS SECURITIES, INC.

Mar 2015 – Aug 2015

COSTA MESA, CA

ALPHA STRATEGIES INVESTMENT CONSULTING

Aug 2011 – Mar 2015

LADERA RANCH, CA

UBS FINANCIAL SERVICES INC.

Jan 2007 – Jun 2010

NEWPORT BEACH, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 27

Series 28

Series 66

Series 79

Series 99TO

Registration record

First registered · January 1, 2007

Years registered · 19

Professional designations · CFP, CFA

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

LIBERTY WEALTH MANAGEMENT, LLC

CRD 106036 · SEC 801-64934

AUM

$357M

Regulatory assets under management

Employees

94 client accounts

Services offered by LIBERTY WEALTH MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at LIBERTY WEALTH MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Thomas Joseph Barrett offer?

Thomas Joseph Barrett specializes in Financial Planning, Investment Management, Wealth Management.

What are Thomas Joseph Barrett's credentials?

Thomas Joseph Barrett holds the following professional designations: CFP, CFA. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Thomas Joseph Barrett located?

Thomas Joseph Barrett is based in OAKLAND, California, last registered with LIBERTY WEALTH MANAGEMENT, LLC.

How does Thomas Joseph Barrett charge for services?

Thomas Joseph Barrett's firm is compensated through percentage of aum, hourly charges. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is LIBERTY WEALTH MANAGEMENT, LLC?

LIBERTY WEALTH MANAGEMENT, LLC has approximately 23 employees and manages $357M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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