Unclaimed Profile

Carlton N Martin

SPI STRATEGIES, LLC·OAKLAND, California

Clean record20 years registeredSPI STRATEGIES, LLC

350 FRANK H. OGAWA PLAZA, OAKLAND, CA 94612CRD# 1817305Firm CRD# 130295

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Carlton N Martin · OAKLAND, CA

Registration

CRD #1817305 · SPI STRATEGIES, LLC · 20 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: SPI STRATEGIES, LLC

SPI STRATEGIES, LLC

Jan 2017 – Jul 2020

OAKLAND, CA

SPI STRATEGIES, LLC

Oct 2005 – Dec 2016

OAKLAND, CA

Registrations & Exams

Registration record

First registered · October 25, 2005

Years registered · 20

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

SPI STRATEGIES, LLC

CRD 130295 · SEC 801-112085

AUM

$3M

Regulatory assets under management

Employees

7 client accounts

Services offered by SPI STRATEGIES, LLC

Per Form ADV

Portfolio management (individuals)

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

View all advisors at SPI STRATEGIES, LLC →

Introduction

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Frequently Asked Questions

What services does Carlton N Martin offer?

Carlton N Martin specializes in Investment Management, Wealth Management, Fee-Only Advisory.

What are Carlton N Martin's credentials?

Carlton N Martin is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Carlton N Martin located?

Carlton N Martin is based in OAKLAND, California, last registered with SPI STRATEGIES, LLC.

How does Carlton N Martin charge for services?

Carlton N Martin's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SPI STRATEGIES, LLC?

SPI STRATEGIES, LLC has approximately 5 employees and manages $3M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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