Unclaimed Profile

Carlton N Martin

SPI STRATEGIES, LLC·OAKLAND, California

SPI STRATEGIES, LLC

350 FRANK H. OGAWA PLAZA, OAKLAND, CA 94612CRD# 1817305Firm CRD# 130295

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Carlton N Martin · OAKLAND, CA

Registration

CRD #1817305 · SPI STRATEGIES, LLC

Brand Profile

Not yet started

Disclosure history

1 disclosure on file · See FINRA BrokerCheck for full record

About

Carlton N Martin is a registered financial advisor based in OAKLAND, California, affiliated with SPI STRATEGIES, LLC. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Investment Management

Wealth Management

Fee-Only Advisory

Client Types

Individuals

Introduction

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Firm Overview

Firm

SPI STRATEGIES, LLC

AUM

$3M

Regulatory assets under management

Employees

Total firm employees

View all advisors at SPI STRATEGIES, LLC →

Services

Portfolio management (individuals)

Selection of other advisers

Background

Compensation

Percentage of AUM

Regulatory

SEC/IARD CRD# 1817305

Firm CRD# 130295

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Frequently Asked Questions

What services does Carlton N Martin offer?

Carlton N Martin specializes in Investment Management, Wealth Management, Fee-Only Advisory. Contact their office in OAKLAND, California for a consultation.

What are Carlton N Martin's credentials?

Carlton N Martin is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Carlton N Martin located?

Carlton N Martin is based in OAKLAND, California, working with SPI STRATEGIES, LLC. Their office serves clients in the OAKLAND metropolitan area and surrounding communities.

How does Carlton N Martin charge for services?

Carlton N Martin's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SPI STRATEGIES, LLC?

SPI STRATEGIES, LLC has approximately 5 employees and manages $3M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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