Unclaimed Profile

Steven Singleton

SPI STRATEGIES, LLC·OAKLAND, California

SIE, Series 7, Series 24, Series 63, Series 65, Series 86, Series 87Clean record22 years registeredSPI STRATEGIES, LLC

350 FRANK H. OGAWA PLAZA, OAKLAND, CA 94612CRD# 2269750Firm CRD# 130295

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Steven Singleton · OAKLAND, CA

Registration

CRD #2269750 · SPI STRATEGIES, LLC · 22 years registered

Brand Profile

Not yet started

Career History

RAYMOND JAMES INVESTMENT MANAGEMENT

Oct 2020 – present

CARILLON FUND DISTRIBUTORS, INC.

Oct 2020 – present

SPI STRATEGIES, LLC

Jan 2017 – Jul 2020

OAKLAND, CA

BLAYLOCK VAN, LLC

Nov 2008 – Feb 2020

OAKLAND, CA

ROBERT VAN SECURITIES, INC.

Oct 2006 – Dec 2007

OAKLAND, CA

SPI STRATEGIES, LLC

Mar 2004 – Dec 2016

OAKLAND, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 63

Series 65

Series 86

Series 87

Registration record

First registered · March 19, 2004

Years registered · 22

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

SPI STRATEGIES, LLC

CRD 130295 · SEC 801-112085

AUM

$3M

Regulatory assets under management

Employees

7 client accounts

Services offered by SPI STRATEGIES, LLC

Per Form ADV

Portfolio management (individuals)

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

View all advisors at SPI STRATEGIES, LLC →

Introduction

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Frequently Asked Questions

What services does Steven Singleton offer?

Steven Singleton specializes in Investment Management, Wealth Management, Fee-Only Advisory. Contact their office in OAKLAND, California for a consultation.

What are Steven Singleton's credentials?

Steven Singleton is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Steven Singleton located?

Steven Singleton is based in OAKLAND, California, working with SPI STRATEGIES, LLC. Their office serves clients in the OAKLAND metropolitan area and surrounding communities.

How does Steven Singleton charge for services?

Steven Singleton's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SPI STRATEGIES, LLC?

SPI STRATEGIES, LLC has approximately 5 employees and manages $3M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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