Unclaimed Profile

Ron L Guidi

LIBERTY WEALTH MANAGEMENT, LLC·OAKLAND, California

SIE, Series 4, Series 7, Series 9, Series 10, Series 24, Series 52TO, Series 53, Series 63, Series 66, Series 99TOClean record24 years registeredLIBERTY WEALTH MANAGEMENT, LLC

411 30TH STREET, OAKLAND, CA 94609CRD# 2761959Firm CRD# 286001

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Ron L Guidi · OAKLAND, CA

Registration

CRD #2761959 · LIBERTY WEALTH MANAGEMENT, LLC · 24 years registered

Brand Profile

Not yet started

Career History

OPPENHEIMER & CO. INC.

Apr 2026 – present

ROCKEFELLER CAPITAL MANAGEMENT

Aug 2024 – Apr 2026

San Francisco, CA

ROCKEFELLER CAPITAL MANAGEMENT

May 2019 – Apr 2026

San Francisco, CA

LIBERTY WEALTH MANAGEMENT, LLC

May 2018 – Apr 2019

OAKLAND, CA

LIBERTY WEALTH MANAGEMENT, LLC

Aug 2017 – Oct 2018

OAKLAND, CA

ROBERTSON STEPHENS ADVISORS

Aug 2013 – Aug 2017

SAN FRANCISCO, CA

DEUTSCHE BANK SECURITIES INC.

Jul 2006 – Mar 2013

SAN FRANCISCO, CA

S & Y ASSET MANAGEMENT LLC

Mar 2005 – Nov 2005

SAN FRANCISCO, CA

STONE & YOUNGBERG LLC

Jul 2004 – Nov 2005

SAN FRANCISCO, CA

ROBERTSON STEPHENS, INC.

Jun 2002 – Nov 2002

BOSTON, MA

Registrations & Exams

FINRA examinations passed

SIE

Series 4

Series 7

Series 9

Series 10

Series 24

Series 52TO

Series 53

Series 63

Series 66

Series 99TO

Registration record

First registered · June 19, 2002

Years registered · 24

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

LIBERTY WEALTH MANAGEMENT, LLC

CRD 286001 · SEC 801-112351

AUM

$1.2B

Regulatory assets under management

Employees

3,414 client accounts

Services offered by LIBERTY WEALTH MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at LIBERTY WEALTH MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Ron L Guidi offer?

Ron L Guidi specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in OAKLAND, California for a consultation.

What are Ron L Guidi's credentials?

Ron L Guidi is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Ron L Guidi located?

Ron L Guidi is based in OAKLAND, California, working with LIBERTY WEALTH MANAGEMENT, LLC. Their office serves clients in the OAKLAND metropolitan area and surrounding communities.

How does Ron L Guidi charge for services?

Ron L Guidi's firm is compensated through percentage of aum, hourly charges, subscription fees, performance-based fees, other: third-party management program. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is LIBERTY WEALTH MANAGEMENT, LLC?

LIBERTY WEALTH MANAGEMENT, LLC has approximately 22 employees and manages $1.2B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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