Unclaimed Profile

Mark Addison Keeling

BTR CAPITAL MANAGEMENT INC·OAKLAND, California

Series 6, Series 65Clean record21 years registeredBTR CAPITAL MANAGEMENT INC

1999 HARRISON STREET, OAKLAND, CA 94612CRD# 2793706Firm CRD# 105195

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Mark Addison Keeling · OAKLAND, CA

Registration

CRD #2793706 · BTR CAPITAL MANAGEMENT INC · 21 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: BTR CAPITAL MANAGEMENT INC

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

Nov 2022 – Dec 2024

OAKLAND, CA

BTR CAPITAL MANAGEMENT INC

Mar 2011 – Dec 2022

OAKLAND, CA

PILLAR PACIFIC CAPITAL MANAGEMENT LLC

Oct 2004 – Jul 2009

DALY CITY, CA

Registrations & Exams

FINRA examinations passed

Series 6

Series 65

Registration record

First registered · October 14, 2004

Years registered · 21

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

BTR CAPITAL MANAGEMENT INC

CRD 105195 · SEC 801-34890

AUM

$1.2B

Regulatory assets under management

Employees

736 client accounts

Services offered by BTR CAPITAL MANAGEMENT INC

Per Form ADV

Portfolio management (individuals)

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

View all advisors at BTR CAPITAL MANAGEMENT INC →

Introduction

Speak with Mark

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Mark is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in OAKLAND?

Browse all registered financial advisors in OAKLAND, California or claim this profile if it's yours.

Browse OAKLAND Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Mark Addison Keeling offer?

Mark Addison Keeling specializes in Investment Management, Wealth Management, Fee-Only Advisory.

What are Mark Addison Keeling's credentials?

Mark Addison Keeling is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Mark Addison Keeling located?

Mark Addison Keeling is based in OAKLAND, California, last registered with BTR CAPITAL MANAGEMENT INC.

How does Mark Addison Keeling charge for services?

Mark Addison Keeling's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is BTR CAPITAL MANAGEMENT INC?

BTR CAPITAL MANAGEMENT INC has approximately 14 employees and manages $1.2B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →