Unclaimed Profile

Robert Carl Maples

BTR CAPITAL MANAGEMENT INC·OAKLAND, California

Series 7, Series 63, Series 65Clean record24 years registeredBTR CAPITAL MANAGEMENT INC

1999 HARRISON STREET, OAKLAND, CA 94612CRD# 1557679Firm CRD# 105195

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Robert Carl Maples · OAKLAND, CA

Registration

CRD #1557679 · BTR CAPITAL MANAGEMENT INC · 24 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: BTR CAPITAL MANAGEMENT INC

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

Nov 2022 – Sep 2024

OAKLAND, CA

BTR CAPITAL MANAGEMENT INC

Nov 2022 – Dec 2022

OAKLAND, CA

WELLS FARGO INVESTMENTS, LLC

Jun 2002 – May 2005

SAN FRANCISCO, CA

Registrations & Exams

FINRA examinations passed

Series 7

Series 63

Series 65

Registration record

First registered · June 25, 2002

Years registered · 24

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

BTR CAPITAL MANAGEMENT INC

CRD 105195 · SEC 801-34890

AUM

$1.2B

Regulatory assets under management

Employees

736 client accounts

Services offered by BTR CAPITAL MANAGEMENT INC

Per Form ADV

Portfolio management (individuals)

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

View all advisors at BTR CAPITAL MANAGEMENT INC →

Introduction

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Frequently Asked Questions

What services does Robert Carl Maples offer?

Robert Carl Maples specializes in Investment Management, Wealth Management, Fee-Only Advisory.

What are Robert Carl Maples's credentials?

Robert Carl Maples is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Robert Carl Maples located?

Robert Carl Maples is based in OAKLAND, California, last registered with BTR CAPITAL MANAGEMENT INC.

How does Robert Carl Maples charge for services?

Robert Carl Maples's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is BTR CAPITAL MANAGEMENT INC?

BTR CAPITAL MANAGEMENT INC has approximately 14 employees and manages $1.2B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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