Unclaimed Profile

Alan Keith Cummings

JUSTINVEST, LLC·OAKLAND, California

Series 65Clean record9 years registeredJUSTINVEST, LLC

344 THOMAS L BERKLEY WAY, OAKLAND, CA 94612CRD# 4883140Firm CRD# 285366

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Alan Keith Cummings · OAKLAND, CA

Registration

CRD #4883140 · JUSTINVEST, LLC · 9 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: JUSTINVEST, LLC

VANGUARD PERSONALIZED INDEXING MANAGEMENT

Jun 2017 – Jul 2024

BERKELEY, CA

Registrations & Exams

FINRA examinations passed

Series 65

Registration record

First registered · June 12, 2017

Years registered · 9

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

VANGUARD PERSONALIZED INDEXING MANAGEMENT

CRD 285366 · SEC 801-114487

AUM

$4.3B

Regulatory assets under management

Employees

1,752 client accounts

Services offered by VANGUARD PERSONALIZED INDEXING MANAGEMENT

Per Form ADV

Financial planning

Portfolio management (individuals)

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at VANGUARD PERSONALIZED INDEXING MANAGEMENT →

Introduction

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Frequently Asked Questions

What services does Alan Keith Cummings offer?

Alan Keith Cummings specializes in Financial Planning, Investment Management.

What are Alan Keith Cummings's credentials?

Alan Keith Cummings is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Alan Keith Cummings located?

Alan Keith Cummings is based in OAKLAND, California, last registered with JUSTINVEST, LLC.

How does Alan Keith Cummings charge for services?

Alan Keith Cummings's firm is compensated through percentage of aum, hourly charges. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is JUSTINVEST, LLC?

JUSTINVEST, LLC has approximately 27 employees and manages $4.3B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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