Unclaimed Profile

Robert Wayne Knutsen

J.DEREK LEWIS & ASSOCIATES, INC.·NEWPORT BEACH, California

SIE, Series 7, Series 24, Series 52TO, Series 53, Series 66, Series 99TOClean record17 years registeredJ.DEREK LEWIS & ASSOCIATES, INC.

1001 DOVE STREET, NEWPORT BEACH, CA 92660-2820CRD# 5639871Firm CRD# 122307

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Robert Wayne Knutsen · NEWPORT BEACH, CA

Registration

CRD #5639871 · J.DEREK LEWIS & ASSOCIATES, INC. · 17 years registered

Brand Profile

Not yet started

Career History

JDL ADVISERS

Jun 2011 – present

HARBINGER ASSET MANAGEMENT, LLC

Mar 2011 – Jun 2011

COSTA MESA, CA

J.DEREK LEWIS & ASSOCIATES, INC.

Apr 2009 – Sep 2010

NEWPORT BEACH, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 52TO

Series 53

Series 66

Series 99TO

Registration record

First registered · April 7, 2009

Years registered · 17

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

J.DEREK LEWIS & ASSOCIATES, INC.

CRD 122307 · SEC 801-67339

AUM

$1.8B

Regulatory assets under management

Employees

7,459 client accounts

Services offered by J.DEREK LEWIS & ASSOCIATES, INC.

Per Form ADV

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

View all advisors at J.DEREK LEWIS & ASSOCIATES, INC. →

Introduction

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Frequently Asked Questions

What services does Robert Wayne Knutsen offer?

Robert Wayne Knutsen specializes in Investment Management, Wealth Management. Contact their office in NEWPORT BEACH, California for a consultation.

What are Robert Wayne Knutsen's credentials?

Robert Wayne Knutsen is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Robert Wayne Knutsen located?

Robert Wayne Knutsen is based in NEWPORT BEACH, California, working with J.DEREK LEWIS & ASSOCIATES, INC.. Their office serves clients in the NEWPORT BEACH metropolitan area and surrounding communities.

How does Robert Wayne Knutsen charge for services?

Robert Wayne Knutsen's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is J.DEREK LEWIS & ASSOCIATES, INC.?

J.DEREK LEWIS & ASSOCIATES, INC. has approximately 11 employees and manages $1.8B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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