Unclaimed Profile

Shawn Kim

HOLLENCREST CAPITAL MANAGEMENT, LLC·NEWPORT BEACH, California

SIE, Series 7, Series 65, Series 86, Series 87Clean record4 years registeredHOLLENCREST CAPITAL MANAGEMENT, LLC

100 BAYVIEW CIRCLE, NEWPORT BEACH, CA 92660-8903CRD# 6802198Firm CRD# 46217

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Shawn Kim · NEWPORT BEACH, CA

Registration

CRD #6802198 · HOLLENCREST CAPITAL MANAGEMENT, LLC · 4 years registered

Brand Profile

Not yet started

Career History

MERCER GLOBAL ADVISORS INC.

May 2026 – present

MANHATTAN WEST ASSET MANAGEMENT, LLC

Aug 2025 – Jan 2026

LOS ANGELES, CA

HOLLENCREST CAPITAL MANAGEMENT

Oct 2021 – Aug 2025

NEWPORT BEACH, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 65

Series 86

Series 87

Registration record

First registered · October 27, 2021

Years registered · 4

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

HOLLENCREST CAPITAL MANAGEMENT, LLC

CRD 46217 · SEC 801-55904

AUM

$2.4B

Regulatory assets under management

Employees

1,074 client accounts

Services offered by HOLLENCREST CAPITAL MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Pension consulting

Selection of other advisers

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

High Net Worth Individuals

View all advisors at HOLLENCREST CAPITAL MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Shawn Kim offer?

Shawn Kim specializes in Financial Planning, Investment Management, Retirement Planning, Wealth Management. Contact their office in NEWPORT BEACH, California for a consultation.

What are Shawn Kim's credentials?

Shawn Kim is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Shawn Kim located?

Shawn Kim is based in NEWPORT BEACH, California, working with HOLLENCREST CAPITAL MANAGEMENT, LLC. Their office serves clients in the NEWPORT BEACH metropolitan area and surrounding communities.

How does Shawn Kim charge for services?

Shawn Kim's firm is compensated through percentage of aum, subscription fees, performance-based fees, other: fees related to real estate deals. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is HOLLENCREST CAPITAL MANAGEMENT, LLC?

HOLLENCREST CAPITAL MANAGEMENT, LLC has approximately 18 employees and manages $2.4B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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