Unclaimed Profile

John Derek Lewis

J.DEREK LEWIS & ASSOCIATES, INC.·NEWPORT BEACH, California

SIE, Series 1, Series 4, Series 7TO, Series 24, Series 52TO, Series 53, Series 63, Series 65, Series 99TOClean record23 years registeredJ.DEREK LEWIS & ASSOCIATES, INC.

1001 DOVE STREET, NEWPORT BEACH, CA 92660-2820CRD# 308709Firm CRD# 122307

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

John Derek Lewis · NEWPORT BEACH, CA

Registration

CRD #308709 · J.DEREK LEWIS & ASSOCIATES, INC. · 23 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: J.DEREK LEWIS & ASSOCIATES, INC.

J.DEREK LEWIS & ASSOCIATES, INC.

Nov 2002 – Oct 2025

NEWPORT BEACH, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 1

Series 4

Series 7TO

Series 24

Series 52TO

Series 53

Series 63

Series 65

Series 99TO

Registration record

First registered · November 13, 2002

Years registered · 23

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

J.DEREK LEWIS & ASSOCIATES, INC.

CRD 122307 · SEC 801-67339

AUM

$1.8B

Regulatory assets under management

Employees

7,459 client accounts

Services offered by J.DEREK LEWIS & ASSOCIATES, INC.

Per Form ADV

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

View all advisors at J.DEREK LEWIS & ASSOCIATES, INC. →

Introduction

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Frequently Asked Questions

What services does John Derek Lewis offer?

John Derek Lewis specializes in Investment Management, Wealth Management.

What are John Derek Lewis's credentials?

John Derek Lewis is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is John Derek Lewis located?

John Derek Lewis is based in NEWPORT BEACH, California, last registered with J.DEREK LEWIS & ASSOCIATES, INC..

How does John Derek Lewis charge for services?

John Derek Lewis's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is J.DEREK LEWIS & ASSOCIATES, INC.?

J.DEREK LEWIS & ASSOCIATES, INC. has approximately 11 employees and manages $1.8B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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