Unclaimed Profile

Kathryn Elizabeth Espinili

J.DEREK LEWIS & ASSOCIATES, INC.·NEWPORT BEACH, California

SIE, Series 7, Series 14, Series 24, Series 63, Series 99TOClean record20 years registeredJ.DEREK LEWIS & ASSOCIATES, INC.

1001 DOVE STREET, NEWPORT BEACH, CA 92660-2820CRD# 1220070Firm CRD# 122307

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Kathryn Elizabeth Espinili · NEWPORT BEACH, CA

Registration

CRD #1220070 · J.DEREK LEWIS & ASSOCIATES, INC. · 20 years registered

Brand Profile

Not yet started

Career History

JDL ADVISERS

May 2006 – present

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 14

Series 24

Series 63

Series 99TO

Registration record

First registered · May 24, 2006

Years registered · 20

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

J.DEREK LEWIS & ASSOCIATES, INC.

CRD 122307 · SEC 801-67339

AUM

$1.8B

Regulatory assets under management

Employees

7,459 client accounts

Services offered by J.DEREK LEWIS & ASSOCIATES, INC.

Per Form ADV

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

View all advisors at J.DEREK LEWIS & ASSOCIATES, INC. →

Introduction

Speak with Kathryn

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Kathryn is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in NEWPORT BEACH?

Browse all registered financial advisors in NEWPORT BEACH, California or claim this profile if it's yours.

Browse NEWPORT BEACH Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Kathryn Elizabeth Espinili offer?

Kathryn Elizabeth Espinili specializes in Investment Management, Wealth Management. Contact their office in NEWPORT BEACH, California for a consultation.

What are Kathryn Elizabeth Espinili's credentials?

Kathryn Elizabeth Espinili is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Kathryn Elizabeth Espinili located?

Kathryn Elizabeth Espinili is based in NEWPORT BEACH, California, working with J.DEREK LEWIS & ASSOCIATES, INC.. Their office serves clients in the NEWPORT BEACH metropolitan area and surrounding communities.

How does Kathryn Elizabeth Espinili charge for services?

Kathryn Elizabeth Espinili's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is J.DEREK LEWIS & ASSOCIATES, INC.?

J.DEREK LEWIS & ASSOCIATES, INC. has approximately 11 employees and manages $1.8B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →