Unclaimed Profile

Catherine Grace Prentice

PORT STREET INVESTMENTS, LLC·NEWPORT BEACH, California

Series 7, Series 55, Series 66Clean record16 years registeredPORT STREET INVESTMENTS, LLC

24 CORPORATE PLAZA DRIVE, NEWPORT BEACH, CA 92660CRD# 2537377Firm CRD# 168596

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Catherine Grace Prentice · NEWPORT BEACH, CA

Registration

CRD #2537377 · PORT STREET INVESTMENTS, LLC · 16 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: PORT STREET INVESTMENTS, LLC

BEACON POINTE ADVISORS, LLC

Oct 2009 – Dec 2024

NEWPORT BEACH, CA

Registrations & Exams

FINRA examinations passed

Series 7

Series 55

Series 66

Registration record

First registered · October 30, 2009

Years registered · 16

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

PORT STREET INVESTMENTS, LLC

CRD 168596 · SEC 801-78708

AUM

$221M

Regulatory assets under management

Employees

1 client accounts

Services offered by PORT STREET INVESTMENTS, LLC

Per Form ADV

Portfolio management (pooled investments)

Client types served by the firm

Per Form ADV

Institutional Investors

View all advisors at PORT STREET INVESTMENTS, LLC →

Introduction

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Frequently Asked Questions

What services does Catherine Grace Prentice offer?

Catherine Grace Prentice specializes in Investment Management, Fee-Only Advisory.

What are Catherine Grace Prentice's credentials?

Catherine Grace Prentice is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Catherine Grace Prentice located?

Catherine Grace Prentice is based in NEWPORT BEACH, California, last registered with PORT STREET INVESTMENTS, LLC.

How does Catherine Grace Prentice charge for services?

Catherine Grace Prentice's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is PORT STREET INVESTMENTS, LLC?

PORT STREET INVESTMENTS, LLC has approximately 3 employees and manages $221M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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