AdvisorOS Directory
Claim Profile
RD

Rion James Dalby

J.DEREK LEWIS & ASSOCIATES, INC.·NEWPORT BEACH, California
Unclaimed Profile
1001 DOVE STREET, NEWPORT BEACH, CA 92660-2820CRD# 5122686Firm CRD# 122307
01

About

Rion James Dalby is a registered financial advisor based in NEWPORT BEACH, California, affiliated with J.DEREK LEWIS & ASSOCIATES, INC.. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Investment Management
Wealth Management
Client Types
Individuals
03

Firm Overview

Firm
J.DEREK LEWIS & ASSOCIATES, INC.
J.DEREK LEWIS & ASSOCIATES, INC.
AUM
$1.8B
Regulatory assets under management
Employees
11
Total firm employees
View all advisors at J.DEREK LEWIS & ASSOCIATES, INC. →
Services
Portfolio management (individuals)
Selection of other advisers
Publication of periodicals/newsletters
Security ratings or pricing services
04

Background

Compensation
Percentage of AUM
Hourly charges
Subscription fees
Regulatory
SEC/IARD CRD# 5122686
Firm CRD# 122307
No disclosures on file
View on FINRA BrokerCheck →

Looking for a financial advisor in NEWPORT BEACH?

Browse all registered financial advisors in NEWPORT BEACH, California or claim this profile if it's yours.

Browse NEWPORT BEACH AdvisorsAre you this advisor? Claim profile

Looking to grow your practice?

Coastal Wealth affiliated advisors get enhanced profiles, priority placement, and access to a national client network.

Learn More About Coastal Wealth
05

Frequently Asked Questions

What services does Rion James Dalby offer?
Rion James Dalby specializes in Investment Management, Wealth Management. Contact their office in NEWPORT BEACH, California for a consultation.
What are Rion James Dalby's credentials?
Rion James Dalby is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Rion James Dalby located?
Rion James Dalby is based in NEWPORT BEACH, California, working with J.DEREK LEWIS & ASSOCIATES, INC.. Their office serves clients in the NEWPORT BEACH metropolitan area and surrounding communities.
How does Rion James Dalby charge for services?
Rion James Dalby's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is J.DEREK LEWIS & ASSOCIATES, INC.?
J.DEREK LEWIS & ASSOCIATES, INC. has approximately 11 employees and manages $1.8B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
Not sure what to look for in an advisor?
Try our free Advisor Match Quiz →

Other Advisors at J.DEREK LEWIS & ASSOCIATES, INC.

Douglas Glenn Hyepock
NEWPORT BEACH, CA
Kathryn Elizabeth Espinili
NEWPORT BEACH, CA
Kelly Allan Dunagan
NEWPORT BEACH, CA
Mark Anthony Ferdi
NEWPORT BEACH, CA
Nancy Kay Lewis
NEWPORT BEACH, CA
Reny Vessela M Greenleaf
NEWPORT BEACH, CA

More Advisors in NEWPORT BEACH, California

Kristina Cheh Beck
UNITED CAPITAL FINANCIAL ADVISERS, LLC·NEWPORT BEACH, CA
Laine Ryhiner Ainsworth
BEACON POINTE WEALTH ADVISORS, LLC·NEWPORT BEACH, CA
Gregory Linn Kaltenbach
SIGNATURE RESOURCES CAPITAL MANAGEMENT, LLC·NEWPORT BEACH, CA
Geoffrey Lane Kaltenbach
SIGNATURE RESOURCES CAPITAL MANAGEMENT, LLC·NEWPORT BEACH, CA
Morgan Robert Christen
SPINNAKER INVESTMENT GROUP, LLC·NEWPORT BEACH, CA
Shannon Elizabeth Eusey
BEACON POINTE ADVISORS, LLC·NEWPORT BEACH, CA

Browse by Specialty

Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
Nearby cities in California
SAN FRANCISCO (3797)LOS ANGELES (2042)MENLO PARK (796)SAN DIEGO (729)PALO ALTO (715)SANTA MONICA (478)IRVINE (455)SAN MATEO (339)LA JOLLA (257)PASADENA (247)
City Guides
SAN FRANCISCO GuideLOS ANGELES GuideMENLO PARK GuideSAN DIEGO GuidePALO ALTO Guide
Research
Advisor Fees in CaliforniaNational Fee Analysis
Request removal of this profile