Unclaimed Profile

Michael Randall Phelps

CORIENT CAPITAL PARTNERS, LLC·NEWPORT BEACH, California

SIE, Series 7, Series 66Clean record22 years registeredCORIENT CAPITAL PARTNERS, LLC

500 NEWPORT CENTER DRIVE, NEWPORT BEACH, CA 92660CRD# 4710273Firm CRD# 170920

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Michael Randall Phelps · NEWPORT BEACH, CA

Registration

CRD #4710273 · CORIENT CAPITAL PARTNERS, LLC · 22 years registered

Brand Profile

Not yet started

Career History

CORIENT

Nov 2022 – present

CORIENT CAPITAL PARTNERS, LLC

Sep 2015 – Mar 2023

NEWPORT BEACH, CA

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Jan 2004 – Sep 2015

NEWPORT BEACH, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 66

Registration record

First registered · January 19, 2004

Years registered · 22

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

CORIENT CAPITAL PARTNERS, LLC

CRD 170920 · SEC 801-79578

AUM

$5.0B

Regulatory assets under management

Employees

4,695 client accounts

Services offered by CORIENT CAPITAL PARTNERS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at CORIENT CAPITAL PARTNERS, LLC →

Introduction

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Frequently Asked Questions

What services does Michael Randall Phelps offer?

Michael Randall Phelps specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in NEWPORT BEACH, California for a consultation.

What are Michael Randall Phelps's credentials?

Michael Randall Phelps is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Michael Randall Phelps located?

Michael Randall Phelps is based in NEWPORT BEACH, California, working with CORIENT CAPITAL PARTNERS, LLC. Their office serves clients in the NEWPORT BEACH metropolitan area and surrounding communities.

How does Michael Randall Phelps charge for services?

Michael Randall Phelps's firm is compensated through percentage of aum, subscription fees, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CORIENT CAPITAL PARTNERS, LLC?

CORIENT CAPITAL PARTNERS, LLC has approximately 29 employees and manages $5.0B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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