Unclaimed Profile

Gregory James Walters

CORIENT CAPITAL PARTNERS, LLC·NEWPORT BEACH, California

SIE, Series 7, Series 66Clean record18 years registeredCORIENT CAPITAL PARTNERS, LLC

500 NEWPORT CENTER DRIVE, NEWPORT BEACH, CA 92660CRD# 4984359Firm CRD# 170920

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Gregory James Walters · NEWPORT BEACH, CA

Registration

CRD #4984359 · CORIENT CAPITAL PARTNERS, LLC · 18 years registered

Brand Profile

Not yet started

Career History

CORIENT

Nov 2022 – present

CORIENT CAPITAL PARTNERS, LLC

Sep 2015 – Mar 2023

NEWPORT BEACH, CA

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Jul 2008 – Sep 2015

NEWPORT BEACH, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 66

Registration record

First registered · July 17, 2008

Years registered · 18

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

CORIENT CAPITAL PARTNERS, LLC

CRD 170920 · SEC 801-79578

AUM

$5.0B

Regulatory assets under management

Employees

4,695 client accounts

Services offered by CORIENT CAPITAL PARTNERS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at CORIENT CAPITAL PARTNERS, LLC →

Introduction

Speak with Gregory

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Gregory is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in NEWPORT BEACH?

Browse all registered financial advisors in NEWPORT BEACH, California or claim this profile if it's yours.

Browse NEWPORT BEACH Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Gregory James Walters offer?

Gregory James Walters specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in NEWPORT BEACH, California for a consultation.

What are Gregory James Walters's credentials?

Gregory James Walters is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Gregory James Walters located?

Gregory James Walters is based in NEWPORT BEACH, California, working with CORIENT CAPITAL PARTNERS, LLC. Their office serves clients in the NEWPORT BEACH metropolitan area and surrounding communities.

How does Gregory James Walters charge for services?

Gregory James Walters's firm is compensated through percentage of aum, subscription fees, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CORIENT CAPITAL PARTNERS, LLC?

CORIENT CAPITAL PARTNERS, LLC has approximately 29 employees and manages $5.0B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →