Unclaimed Profile

Marc Duane Kelly

SPECTRUM ASSET MANAGEMENT INC·NEWPORT BEACH, California

Clean recordSPECTRUM ASSET MANAGEMENT INC

1301 DOVE STREET, NEWPORT BEACH, CA 92660-2453CRD# 4394442Firm CRD# 111007

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Marc Duane Kelly · NEWPORT BEACH, CA

Registration

CRD #4394442 · SPECTRUM ASSET MANAGEMENT INC

Brand Profile

Not yet started

Disclosure history

Clean record · no disclosure events on file

About

Marc Duane Kelly is a registered financial advisor based in NEWPORT BEACH, California, affiliated with SPECTRUM ASSET MANAGEMENT INC. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Financial Planning

Investment Management

Wealth Management

Client Types

Individuals

High Net Worth Individuals

Introduction

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Firm Overview

Firm

SPECTRUM ASSET MANAGEMENT INC

AUM

$646M

Regulatory assets under management

Employees

Total firm employees

View all advisors at SPECTRUM ASSET MANAGEMENT INC →

Services

Financial planning

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Background

Compensation

Percentage of AUM

Hourly charges

Subscription fees

Regulatory

SEC/IARD CRD# 4394442

Firm CRD# 111007

View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Marc Duane Kelly offer?

Marc Duane Kelly specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in NEWPORT BEACH, California for a consultation.

What are Marc Duane Kelly's credentials?

Marc Duane Kelly is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Marc Duane Kelly located?

Marc Duane Kelly is based in NEWPORT BEACH, California, working with SPECTRUM ASSET MANAGEMENT INC. Their office serves clients in the NEWPORT BEACH metropolitan area and surrounding communities.

How does Marc Duane Kelly charge for services?

Marc Duane Kelly's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SPECTRUM ASSET MANAGEMENT INC?

SPECTRUM ASSET MANAGEMENT INC has approximately 11 employees and manages $646M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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