SPECTRUM ASSET MANAGEMENT INC

NEWPORT BEACH, California·6 registered advisors·CRD# 111007
SEC# 801-303772949-717-3400
01

Firm Overview

AUM
$646M
Regulatory assets under management
Employees
11
Total firm employees
Advisors
6
Registered representatives
02

Services & Fees

Advisory Services
Financial planning
Portfolio management (individuals)
Selection of other advisers
Security ratings or pricing services
Compensation
Percentage of AUM
Hourly charges
Subscription fees
03

Specialties

Financial PlanningInvestment ManagementWealth Management
04

Advisors at SPECTRUM ASSET MANAGEMENT INC

6 registered advisors
Dennis H Dalton
NEWPORT BEACH, California
E Kelly Reitz
NEWPORT BEACH, California
Marc Duane Kelly
NEWPORT BEACH, California
Roland Duane Kelly
NEWPORT BEACH, California
Ryan Lee Kelly
NEWPORT BEACH, California
Tony Kyuwhan Jung
NEWPORT BEACH, California
05

Office Locations

NEWPORT BEACH, California
6 advisors

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Data sourced from SEC Form ADV filings. SPECTRUM ASSET MANAGEMENT INC (CRD# 111007) is registered with the SEC as an investment adviser. View the firm's full regulatory filing at adviserinfo.sec.gov.