Unclaimed Profile

E Kelly Reitz

SPECTRUM ASSET MANAGEMENT INC·NEWPORT BEACH, California

Series 65Clean record6 years registeredSPECTRUM ASSET MANAGEMENT INC

1301 DOVE STREET, NEWPORT BEACH, CA 92660CRD# 4394443Firm CRD# 111007

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

E Kelly Reitz · NEWPORT BEACH, CA

Registration

CRD #4394443 · SPECTRUM ASSET MANAGEMENT INC · 6 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: SPECTRUM ASSET MANAGEMENT INC

NEWPORT WEALTH STRATEGIES, INC.

Dec 2019 – Dec 2021

Irvine, CA

Registrations & Exams

FINRA examinations passed

Series 65

Registration record

First registered · December 6, 2019

Years registered · 6

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

SPECTRUM ASSET MANAGEMENT INC

CRD 111007 · SEC 801-30377

AUM

$646M

Regulatory assets under management

Employees

921 client accounts

Services offered by SPECTRUM ASSET MANAGEMENT INC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at SPECTRUM ASSET MANAGEMENT INC →

Introduction

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Frequently Asked Questions

What services does E Kelly Reitz offer?

E Kelly Reitz specializes in Financial Planning, Investment Management, Wealth Management.

What are E Kelly Reitz's credentials?

E Kelly Reitz is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is E Kelly Reitz located?

E Kelly Reitz is based in NEWPORT BEACH, California, last registered with SPECTRUM ASSET MANAGEMENT INC.

How does E Kelly Reitz charge for services?

E Kelly Reitz's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SPECTRUM ASSET MANAGEMENT INC?

SPECTRUM ASSET MANAGEMENT INC has approximately 11 employees and manages $646M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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