Unclaimed Profile

Tony Kyuwhan Jung

SPECTRUM ASSET MANAGEMENT INC·NEWPORT BEACH, California

Series 7, Series 63, Series 65Clean record13 years registeredSPECTRUM ASSET MANAGEMENT INC

1301 DOVE STREET, NEWPORT BEACH, CA 92660-2453CRD# 3241976Firm CRD# 111007

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Tony Kyuwhan Jung · NEWPORT BEACH, CA

Registration

CRD #3241976 · SPECTRUM ASSET MANAGEMENT INC · 13 years registered

Brand Profile

Not yet started

Career History

SPECTRUM ASSET MANAGEMENT INC

Jan 2013 – present

Registrations & Exams

FINRA examinations passed

Series 7

Series 63

Series 65

Registration record

First registered · January 2, 2013

Years registered · 13

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

SPECTRUM ASSET MANAGEMENT INC

CRD 111007 · SEC 801-30377

AUM

$646M

Regulatory assets under management

Employees

921 client accounts

Services offered by SPECTRUM ASSET MANAGEMENT INC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at SPECTRUM ASSET MANAGEMENT INC →

Introduction

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Frequently Asked Questions

What services does Tony Kyuwhan Jung offer?

Tony Kyuwhan Jung specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in NEWPORT BEACH, California for a consultation.

What are Tony Kyuwhan Jung's credentials?

Tony Kyuwhan Jung is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Tony Kyuwhan Jung located?

Tony Kyuwhan Jung is based in NEWPORT BEACH, California, working with SPECTRUM ASSET MANAGEMENT INC. Their office serves clients in the NEWPORT BEACH metropolitan area and surrounding communities.

How does Tony Kyuwhan Jung charge for services?

Tony Kyuwhan Jung's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SPECTRUM ASSET MANAGEMENT INC?

SPECTRUM ASSET MANAGEMENT INC has approximately 11 employees and manages $646M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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