Unclaimed Profile

Laila Sobhi Marshallpence

PENCE CAPITAL MANAGEMENT, LLC·NEWPORT BEACH, California

SIE, Series 7, Series 24, Series 31, Series 51, Series 63CFP28 years registeredPENCE CAPITAL MANAGEMENT, LLC

5000 BIRCH STREET, SUITE 8000, NEWPORT BEACH, CA 92660CRD# 710521Firm CRD# 281739

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Laila Sobhi Marshallpence · NEWPORT BEACH, CA

Registration

CRD #710521 · PENCE CAPITAL MANAGEMENT, LLC · 28 years registered

Brand Profile

Not yet started

Career History

PENCE CAPITAL MANAGEMENT, LLC

Jun 2016 – present

LPL FINANCIAL LLC

Dec 1997 – present

PENCE WEALTH MANAGEMENT, INC.

May 2008 – Dec 2023

NEWPORT BEACH, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 31

Series 51

Series 63

Registration record

First registered · December 31, 1997

Years registered · 28

Professional designation · CFP

Disclosure History

2017Customer Dispute·Denied

2015Customer Dispute·Denied

2004Customer Dispute·Withdrawn

2003Customer Dispute·Denied

4 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

PENCE CAPITAL MANAGEMENT, LLC

CRD 281739 · SEC 801-128559

AUM

$1.1B

Regulatory assets under management

Employees

24 client accounts

Services offered by PENCE CAPITAL MANAGEMENT, LLC

Per Form ADV

Portfolio management (pooled investments)

Selection of other advisers

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Institutional Investors

View all advisors at PENCE CAPITAL MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Laila Sobhi Marshallpence offer?

Laila Sobhi Marshallpence specializes in Investment Management, Wealth Management. Contact their office in NEWPORT BEACH, California for a consultation.

What are Laila Sobhi Marshallpence's credentials?

Laila Sobhi Marshallpence holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Laila Sobhi Marshallpence located?

Laila Sobhi Marshallpence is based in NEWPORT BEACH, California, working with PENCE CAPITAL MANAGEMENT, LLC. Their office serves clients in the NEWPORT BEACH metropolitan area and surrounding communities.

How does Laila Sobhi Marshallpence charge for services?

Laila Sobhi Marshallpence's firm is compensated through percentage of aum, hourly charges, other: percentage of assets under advisement. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is PENCE CAPITAL MANAGEMENT, LLC?

PENCE CAPITAL MANAGEMENT, LLC has approximately 15 employees and manages $1.1B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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