Unclaimed Profile

Eldon Dryden Pence

PENCE CAPITAL MANAGEMENT, LLC·NEWPORT BEACH, California

SIE, Series 7, Series 22, Series 24, Series 27, Series 39, Series 63, Series 65, Series 99TOClean record23 years registeredPENCE CAPITAL MANAGEMENT, LLC

5000 BIRCH STREET, SUITE 8000, NEWPORT BEACH, CA 92660CRD# 1372965Firm CRD# 281739

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Eldon Dryden Pence · NEWPORT BEACH, CA

Registration

CRD #1372965 · PENCE CAPITAL MANAGEMENT, LLC · 23 years registered

Brand Profile

Not yet started

Career History

PENCE CAPITAL MANAGEMENT, LLC

Mar 2016 – present

LPL FINANCIAL LLC

Oct 2002 – present

PENCE FINANCIAL GROUP, LLC

Feb 2021 – Aug 2022

NEWPORT BEACH, CA

PENCE WEALTH MANAGEMENT, INC.

May 2008 – Dec 2023

NEWPORT BEACH, CA

K-ONE INVESTMENT COMPANY, INC

Apr 2008 – Jun 2009

FORT SMITH, AR

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 22

Series 24

Series 27

Series 39

Series 63

Series 65

Series 99TO

Registration record

First registered · October 17, 2002

Years registered · 23

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

PENCE CAPITAL MANAGEMENT, LLC

CRD 281739 · SEC 801-128559

AUM

$1.1B

Regulatory assets under management

Employees

24 client accounts

Services offered by PENCE CAPITAL MANAGEMENT, LLC

Per Form ADV

Portfolio management (pooled investments)

Selection of other advisers

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Institutional Investors

View all advisors at PENCE CAPITAL MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Eldon Dryden Pence offer?

Eldon Dryden Pence specializes in Investment Management, Wealth Management. Contact their office in NEWPORT BEACH, California for a consultation.

What are Eldon Dryden Pence's credentials?

Eldon Dryden Pence is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Eldon Dryden Pence located?

Eldon Dryden Pence is based in NEWPORT BEACH, California, working with PENCE CAPITAL MANAGEMENT, LLC. Their office serves clients in the NEWPORT BEACH metropolitan area and surrounding communities.

How does Eldon Dryden Pence charge for services?

Eldon Dryden Pence's firm is compensated through percentage of aum, hourly charges, other: percentage of assets under advisement. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is PENCE CAPITAL MANAGEMENT, LLC?

PENCE CAPITAL MANAGEMENT, LLC has approximately 15 employees and manages $1.1B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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