Unclaimed Profile

James Wynn Regitz

NEWPORT ADVISORY, INC·NEWPORT BEACH, California

SIE, Series 6, Series 7, Series 22, Series 24, Series 62, Series 66, Series 99TOChFC27 years registeredNEWPORT ADVISORY, INC

4695 MACARTHUR COURT STE 480, NEWPORT BEACH, CA 92660CRD# 1283719Firm CRD# 159376

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

James Wynn Regitz · NEWPORT BEACH, CA

Registration

CRD #1283719 · NEWPORT ADVISORY, INC · 27 years registered

Brand Profile

Not yet started

Career History

MARINER

Dec 2024 – present

NEWPORT WEALTH STRATEGIES, INC.

Dec 2011 – Jul 2015

NEWPORT BEACH, CA

NEWPORT ADVISORY, LLC

Apr 2007 – Aug 2011

NEWPORT BEACH, CA

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

Mar 2005 – Dec 2024

NEWPORT BEACH, CA

CAMBRIDGE INVESTMENT RESERARCH, INC.

Feb 1999 – Mar 2005

NEWPORT BEACH, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 22

Series 24

Series 62

Series 66

Series 99TO

Registration record

First registered · February 25, 1999

Years registered · 27

Professional designation · ChFC

Disclosure History

2011Regulatory·Final

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

NEWPORT WEALTH STRATEGIES, INC.

CRD 159376 · SEC 801-72831

AUM

$342M

Regulatory assets under management

Employees

554 client accounts

Services offered by NEWPORT WEALTH STRATEGIES, INC.

Per Form ADV

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

View all advisors at NEWPORT WEALTH STRATEGIES, INC. →

Introduction

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Frequently Asked Questions

What services does James Wynn Regitz offer?

James Wynn Regitz specializes in Investment Management. Contact their office in NEWPORT BEACH, California for a consultation.

What are James Wynn Regitz's credentials?

James Wynn Regitz holds the following professional designations: ChFC. These credentials require rigorous education, examination, and ongoing continuing education.

Where is James Wynn Regitz located?

James Wynn Regitz is based in NEWPORT BEACH, California, working with NEWPORT ADVISORY, INC. Their office serves clients in the NEWPORT BEACH metropolitan area and surrounding communities.

How does James Wynn Regitz charge for services?

James Wynn Regitz's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is NEWPORT ADVISORY, INC?

NEWPORT ADVISORY, INC has approximately 5 employees and manages $342M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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