Unclaimed Profile

Keith Harold Offel

NEWPORT ADVISORY, INC·NEWPORT BEACH, California

SIE, Series 6, Series 22, Series 26, Series 62, Series 63, Series 6527 years registeredNEWPORT ADVISORY, INC

4695 MACARTHUR BLVD STE 480, NEWPORT BEACH, CA 92660CRD# 2570946Firm CRD# 159376

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Keith Harold Offel · NEWPORT BEACH, CA

Registration

CRD #2570946 · NEWPORT ADVISORY, INC · 27 years registered

Brand Profile

Not yet started

Career History

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

Apr 2011 – present

CAMBRIDGE INVESTMENT RESEARCH, INC.

Apr 2011 – present

NEWPORT ADVISORY, INC

Dec 2011 – Dec 2011

NEWPORT BEACH, CA

MONEY CONCEPTS CAPITAL CORP

Mar 1999 – Apr 2011

FULLERTON, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 22

Series 26

Series 62

Series 63

Series 65

Registration record

First registered · March 1, 1999

Years registered · 27

Disclosure History

2012Customer Dispute·Closed-No Action

2004Customer Dispute·Settled

2 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

NEWPORT WEALTH STRATEGIES, INC.

CRD 159376 · SEC 801-72831

AUM

$342M

Regulatory assets under management

Employees

554 client accounts

Services offered by NEWPORT WEALTH STRATEGIES, INC.

Per Form ADV

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

View all advisors at NEWPORT WEALTH STRATEGIES, INC. →

Introduction

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Frequently Asked Questions

What services does Keith Harold Offel offer?

Keith Harold Offel specializes in Investment Management. Contact their office in NEWPORT BEACH, California for a consultation.

What are Keith Harold Offel's credentials?

Keith Harold Offel is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Keith Harold Offel located?

Keith Harold Offel is based in NEWPORT BEACH, California, working with NEWPORT ADVISORY, INC. Their office serves clients in the NEWPORT BEACH metropolitan area and surrounding communities.

How does Keith Harold Offel charge for services?

Keith Harold Offel's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is NEWPORT ADVISORY, INC?

NEWPORT ADVISORY, INC has approximately 5 employees and manages $342M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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