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Jacob A Halladay

THECE WEALTH MANAGEMENT, LLC·NEWPORT BEACH, California
SIE, Series 7, Series 66Clean record19 years registeredTHECE WEALTH MANAGEMENT, LLC
620 NEWPORT CENTER, NEWPORT BEACH, CA 92660CRD# 5369324Firm CRD# 333246

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Jacob A Halladay · NEWPORT BEACH, CA
Registration
CRD #5369324 · THECE WEALTH MANAGEMENT, LLC · 19 years registered
Brand Profile
Not yet started
01

Career History

No current investment adviser registration
Last registered firm: THECE WEALTH MANAGEMENT, LLC
THECE WEALTH MANAGEMENT
Nov 2024 – Dec 2024
NEWPORT BEACH, CA
CORIENT
Nov 2022 – Nov 2024
NEWPORT BEACH, CA
CORIENT CAPITAL PARTNERS, LLC
Jun 2019 – Mar 2023
NEWPORT BEACH, CA
BEL AIR INVESTMENT ADVISORS LLC
Jul 2012 – Jun 2019
LOS ANGELES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Aug 2007 – Aug 2010
NEWPORT BEACH, CA
02

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 66
Registration record
First registered · August 6, 2007
Years registered · 19
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
THECE WEALTH MANAGEMENT, LLC
CRD 333246 · SEC 801-131327
AUM
—
Regulatory assets under management
Employees
8
Total firm employees
Services offered by THECE WEALTH MANAGEMENT, LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Selection of other advisers
Publication of periodicals/newsletters
Security ratings or pricing services
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at THECE WEALTH MANAGEMENT, LLC →
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05

Frequently Asked Questions

What services does Jacob A Halladay offer?
Jacob A Halladay specializes in Financial Planning, Investment Management, Wealth Management.
What are Jacob A Halladay's credentials?
Jacob A Halladay is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Jacob A Halladay located?
Jacob A Halladay is based in NEWPORT BEACH, California, last registered with THECE WEALTH MANAGEMENT, LLC.
How does Jacob A Halladay charge for services?
Jacob A Halladay's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is THECE WEALTH MANAGEMENT, LLC?
THECE WEALTH MANAGEMENT, LLC has approximately 8 employees. The firm is registered with the SEC as an investment adviser.
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Other Advisors at THECE WEALTH MANAGEMENT, LLC

Michael Sedgwick Affleck
NEWPORT BEACH, CA
Jonathan Paul Tenney
NEWPORT BEACH, CA

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