Unclaimed Profile

Michael Sedgwick Affleck

THECE WEALTH MANAGEMENT, LLC·NEWPORT BEACH, California

Series 65Clean record5 years registeredTHECE WEALTH MANAGEMENT, LLC

620 NEWPORT CENTER, NEWPORT BEACH, CA 92660CRD# 7257971Firm CRD# 333246

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Michael Sedgwick Affleck · NEWPORT BEACH, CA

Registration

CRD #7257971 · THECE WEALTH MANAGEMENT, LLC · 5 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: THECE WEALTH MANAGEMENT, LLC

THECE WEALTH MANAGEMENT

Nov 2024 – Dec 2024

NEWPORT BEACH, CA

CORIENT

Nov 2022 – Nov 2024

NEWPORT BEACH, CA

CORIENT CAPITAL PARTNERS, LLC

Jun 2022 – Mar 2023

NEWPORT BEACH, CA

SCOTT MARSH FINANCIAL, LLC

Aug 2020 – Sep 2021

SALT LAKE CITY, UT

Registrations & Exams

FINRA examinations passed

Series 65

Registration record

First registered · August 27, 2020

Years registered · 5

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

THECE WEALTH MANAGEMENT, LLC

CRD 333246 · SEC 801-131327

AUM

—

Regulatory assets under management

Employees

Total firm employees

Services offered by THECE WEALTH MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at THECE WEALTH MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Michael Sedgwick Affleck offer?

Michael Sedgwick Affleck specializes in Financial Planning, Investment Management, Wealth Management.

What are Michael Sedgwick Affleck's credentials?

Michael Sedgwick Affleck is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Michael Sedgwick Affleck located?

Michael Sedgwick Affleck is based in NEWPORT BEACH, California, last registered with THECE WEALTH MANAGEMENT, LLC.

How does Michael Sedgwick Affleck charge for services?

Michael Sedgwick Affleck's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is THECE WEALTH MANAGEMENT, LLC?

THECE WEALTH MANAGEMENT, LLC has approximately 8 employees. The firm is registered with the SEC as an investment adviser.

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