Unclaimed Profile

Isidro Z Miramontes

MIRAMONTES CAPITAL, LLC·NEWPORT BEACH, California

SIE, Series 7, Series 31, Series 63, Series 6529 years registeredMIRAMONTES CAPITAL, LLC

4701 TELLER AVE, NEWPORT BEACH, CA 92660CRD# 2670160Firm CRD# 264786

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Isidro Z Miramontes · NEWPORT BEACH, CA

Registration

CRD #2670160 · MIRAMONTES CAPITAL, LLC · 29 years registered

Brand Profile

Not yet started

Career History

MIRAMONTES CAPITAL, LLC

Aug 2015 – present

DANIEL WEALTH ADVISORS

Jul 2015 – Feb 2016

COSTA MESA, CA

UBS FINANCIAL SERVICES INC.

Feb 2008 – Jul 2015

BREA, CA

MORGAN STANLEY & CO., INCORPORATED

Apr 2007 – Mar 2008

BREA, CA

MORGAN STANLEY

Jul 1997 – Apr 2007

BREA, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 31

Series 63

Series 65

Registration record

First registered · July 8, 1997

Years registered · 29

Disclosure History

2001Customer Dispute·Award / Judgment

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

MIRAMONTES CAPITAL, LLC

CRD 264786 · SEC 801-110012

AUM

$260M

Regulatory assets under management

Employees

1,287 client accounts

Services offered by MIRAMONTES CAPITAL, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at MIRAMONTES CAPITAL, LLC →

Introduction

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Frequently Asked Questions

What services does Isidro Z Miramontes offer?

Isidro Z Miramontes specializes in Financial Planning, Investment Management. Contact their office in NEWPORT BEACH, California for a consultation.

What are Isidro Z Miramontes's credentials?

Isidro Z Miramontes is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Isidro Z Miramontes located?

Isidro Z Miramontes is based in NEWPORT BEACH, California, working with MIRAMONTES CAPITAL, LLC. Their office serves clients in the NEWPORT BEACH metropolitan area and surrounding communities.

How does Isidro Z Miramontes charge for services?

Isidro Z Miramontes's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is MIRAMONTES CAPITAL, LLC?

MIRAMONTES CAPITAL, LLC has approximately 7 employees and manages $260M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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