Unclaimed Profile

Ariana Anais Mangum

MIRAMONTES CAPITAL, LLC·NEWPORT BEACH, California

SIE, Series 7, Series 66Clean record12 years registeredMIRAMONTES CAPITAL, LLC

4701 TELLER AVE, NEWPORT BEACH, CA 92660CRD# 6142259Firm CRD# 264786

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Ariana Anais Mangum · NEWPORT BEACH, CA

Registration

CRD #6142259 · MIRAMONTES CAPITAL, LLC · 12 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: MIRAMONTES CAPITAL, LLC

MIRAMONTES CAPITAL, LLC

Aug 2015 – Dec 2025

NEWPORT BEACH, CA

UBS FINANCIAL SERVICES INC.

Jan 2014 – Mar 2015

BREA, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 66

Registration record

First registered · January 15, 2014

Years registered · 12

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

MIRAMONTES CAPITAL, LLC

CRD 264786 · SEC 801-110012

AUM

$260M

Regulatory assets under management

Employees

1,287 client accounts

Services offered by MIRAMONTES CAPITAL, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at MIRAMONTES CAPITAL, LLC →

Introduction

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Frequently Asked Questions

What services does Ariana Anais Mangum offer?

Ariana Anais Mangum specializes in Financial Planning, Investment Management.

What are Ariana Anais Mangum's credentials?

Ariana Anais Mangum is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Ariana Anais Mangum located?

Ariana Anais Mangum is based in NEWPORT BEACH, California, last registered with MIRAMONTES CAPITAL, LLC.

How does Ariana Anais Mangum charge for services?

Ariana Anais Mangum's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is MIRAMONTES CAPITAL, LLC?

MIRAMONTES CAPITAL, LLC has approximately 7 employees and manages $260M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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