Unclaimed Profile

Eric Carlin Howie

BEACON POINTE WEALTH ADVISORS, LLC·NEWPORT BEACH, California

Series 7, Series 66CFP ChFC25 years registeredBEACON POINTE WEALTH ADVISORS, LLC

24 CORPORATE PLAZA DRIVE, NEWPORT BEACH, CA 92660CRD# 4328428Firm CRD# 151328

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Eric Carlin Howie · NEWPORT BEACH, CA

Registration

CRD #4328428 · BEACON POINTE WEALTH ADVISORS, LLC · 25 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: BEACON POINTE WEALTH ADVISORS, LLC

BEACON POINTE WEALTH ADVISORS, LLC

Sep 2011 – Feb 2017

MILPITAS, CA

EXCELCIA FINANCIAL GROUP, LTD.

Jul 2010 – Oct 2011

SAN JOSE, CA

AFA ADVISOR SERVICES LLC

Sep 2006 – Apr 2010

SAN JOSE, CA

EXCELCIA RISK MANAGEMENT, LTD.

May 2006 – Sep 2006

SANTA CLARA, CA

AMERIPRISE FINANCIAL SERVICES, INC.

Feb 2001 – Nov 2005

SANTA CLARA, CA

Registrations & Exams

FINRA examinations passed

Series 7

Series 66

Registration record

First registered · February 8, 2001

Years registered · 25

Professional designations · CFP, ChFC

Disclosure History

2006Regulatory·Final

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, limited to the records FINRA BrokerCheck displays, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

BEACON POINTE WEALTH ADVISORS, LLC

CRD 151328 · SEC 801-70550

AUM

$3.2B

Regulatory assets under management

Employees

103

9,591 client accounts

Services offered by BEACON POINTE WEALTH ADVISORS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at BEACON POINTE WEALTH ADVISORS, LLC →

Introduction

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Frequently Asked Questions

What services does Eric Carlin Howie offer?

Eric Carlin Howie specializes in Financial Planning, Investment Management.

What are Eric Carlin Howie's credentials?

Eric Carlin Howie holds the following professional designations: CFP, ChFC. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Eric Carlin Howie located?

Eric Carlin Howie is based in NEWPORT BEACH, California, last registered with BEACON POINTE WEALTH ADVISORS, LLC.

How does Eric Carlin Howie charge for services?

Eric Carlin Howie's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is BEACON POINTE WEALTH ADVISORS, LLC?

BEACON POINTE WEALTH ADVISORS, LLC has approximately 103 employees and manages $3.2B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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