Unclaimed Profile

Gary Keith Dorfman

BEACON POINTE WEALTH ADVISORS, LLC·NEWPORT BEACH, California

Series 7, Series 31, Series 63, Series 65Clean record21 years registeredBEACON POINTE WEALTH ADVISORS, LLC

24 CORPORATE PLAZA DRIVE, NEWPORT BEACH, CA 92660CRD# 1418742Firm CRD# 151328

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Gary Keith Dorfman · NEWPORT BEACH, CA

Registration

CRD #1418742 · BEACON POINTE WEALTH ADVISORS, LLC · 21 years registered

Brand Profile

Not yet started

Career History

THRYVE WEALTH MANAGEMENT

Oct 2025 – present

STRIVE ASSET MANAGEMENT

Dec 2024 – Oct 2025

Santa Barbara, CA

ONE CAPITAL MANAGEMENT, LLC

Jan 2020 – Nov 2024

WESTLAKE VILLAGE, CA

BEACON POINTE ADVISORS, LLC

Oct 2013 – Jan 2020

SANTA BARBARA, CA

BEACON POINTE WEALTH ADVISORS, LLC

Oct 2013 – Jan 2020

SANTA BARBARA, CA

PACIFIC POINTE ADVISORS LLC

Aug 2009 – Dec 2013

SANTA BARBARA, CA

MANCHESTER CAPITAL MANAGEMENT LLC

Sep 2008 – Sep 2009

MANCHESTER, VT

CITIGROUP GLOBAL MARKETS INC.

Jun 2005 – Aug 2005

LOS ANGELES, CA

Registrations & Exams

FINRA examinations passed

Series 7

Series 31

Series 63

Series 65

Registration record

First registered · June 10, 2005

Years registered · 21

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

BEACON POINTE WEALTH ADVISORS, LLC

CRD 151328 · SEC 801-70550

AUM

$3.2B

Regulatory assets under management

Employees

103

9,591 client accounts

Services offered by BEACON POINTE WEALTH ADVISORS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at BEACON POINTE WEALTH ADVISORS, LLC →

Introduction

Speak with Gary

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Gary is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in NEWPORT BEACH?

Browse all registered financial advisors in NEWPORT BEACH, California or claim this profile if it's yours.

Browse NEWPORT BEACH Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Gary Keith Dorfman offer?

Gary Keith Dorfman specializes in Financial Planning, Investment Management. Contact their office in NEWPORT BEACH, California for a consultation.

What are Gary Keith Dorfman's credentials?

Gary Keith Dorfman is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Gary Keith Dorfman located?

Gary Keith Dorfman is based in NEWPORT BEACH, California, working with BEACON POINTE WEALTH ADVISORS, LLC. Their office serves clients in the NEWPORT BEACH metropolitan area and surrounding communities.

How does Gary Keith Dorfman charge for services?

Gary Keith Dorfman's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is BEACON POINTE WEALTH ADVISORS, LLC?

BEACON POINTE WEALTH ADVISORS, LLC has approximately 103 employees and manages $3.2B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →